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PAI

Western Asset Investment Grade Income Fund

28 hedge funds and large institutions have $8.83M invested in Western Asset Investment Grade Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

27% more funds holding

Funds holding: 2228 (+6)

5% more capital invested

Capital invested by funds: $8.4M → $8.83M (+$431K)

0.54% more ownership

Funds ownership: 5.45%6% (+0.54%)

Holders
28
Holders Change
+6
Holders Change %
+27.27%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$1.5M +$160K +10,050 +12%
CSIC
2
Clifford Swan Investment Counsel
California
$1.43M +$40K +2,506 +3%
GIP
3
Granite Investment Partners
California
$627K -$43.9K -2,752 -6%
MCP
4
Martin Capital Partners
Oregon
$556K
UBS Group
5
UBS Group
Switzerland
$536K +$6.31K +395 +1%
Bank of America
6
Bank of America
North Carolina
$534K -$71.8K -4,494 -12%
MCWA
7
Meadow Creek Wealth Advisors
Georgia
$488K +$502K +31,437 New
Ameriprise
8
Ameriprise
Minnesota
$384K +$94.9K +5,944 +32%
BRWM
9
B. Riley Wealth Management
Tennessee
$324K +$43.1K +2,700 +15%
KA
10
Kovack Advisors
Florida
$270K +$278K +17,400 New
CAN
11
Cetera Advisor Networks
California
$258K +$17.6K +1,100 +7%
Wells Fargo
12
Wells Fargo
California
$255K -$2.56K -160 -1%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$253K -$39.5K -2,477 -13%
Morgan Stanley
14
Morgan Stanley
New York
$246K -$14.2K -890 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$211K +$17K +1,067 +9%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$204K +$18.9K +1,186 +10%
MRCM
17
M&R Capital Management
New Jersey
$176K
Lido Advisors
18
Lido Advisors
California
$173K -$7.5K -470 -4%
FCMT
19
Founders Capital Management (Texas)
Texas
$121K
FIA
20
FNY Investment Advisers
New York
$95K +$97.9K +6,129 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$80K +$718 +45 +0.9%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$36K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$23K +$23.9K +1,500 New
VCP
24
Verus Capital Partners
Arizona
$23K +$24K +1,502 New
FMP
25
Financial Management Professionals
Texas
$14K

PAI Hedge Fund Activity: Q4 2019 in Review

28 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Western Asset Investment Grade Income Fund (PAI) for Q4 2019, worth a combined $8.83M — up 5.1% from $8.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PAI positions and 2 closed out — a net gain of 6 holders — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Kovack Advisors, opening a new position worth an estimated $278K. The largest seller was Whitener Capital Management, exiting entirely with an estimated $170K sold.

  • 28 institutional investors held Western Asset Investment Grade Income Fund (PAI) as of Q4 2019, up from 22 in Q3 2019.
  • Funds reported $8.83M of Western Asset Investment Grade Income Fund stock for Q4 2019, up 5.1% quarter-over-quarter.
  • 8 funds opened new Western Asset Investment Grade Income Fund positions in Q4 2019 and 2 closed out, a net change of +6 holders.
  • The largest Western Asset Investment Grade Income Fund buyer in Q4 2019 was Kovack Advisors, an estimated $278K added.
  • The largest Western Asset Investment Grade Income Fund seller in Q4 2019 was Whitener Capital Management, an estimated $170K sold.

Based on aggregated 13F filings for Q4 2019.