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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCSG icon
3126
Healthcare Services Group
HCSG
$1.61B
$87K ﹤0.01%
3,611
-1,492
-29% -$37K
KB icon
3127
KB Financial Group
KB
$39.5B
$87K ﹤0.01%
2,097
+531
+34% +$20.3K
SWAV
3128
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$87K ﹤0.01%
1,977
+1,661
+526% +$61.3K
LSLT
3129
DELISTED
Pacer Salt Low truBeta US Market ETF
LSLT
$87K ﹤0.01%
3,036
+1,000
+49% +$28.1K
INST
3130
DELISTED
Instructure, Inc.
INST
$87K ﹤0.01%
1,805
+313
+21% +$14.7K
BOKF icon
3131
BOK Financial
BOKF
$8.58B
$86K ﹤0.01%
991
-18
-2% -$1.47K
DHIL
3132
DELISTED
Diamond Hill
DHIL
$86K ﹤0.01%
609
– –
DTH icon
3133
WisdomTree International High Dividend Fund
DTH
$644M
$86K ﹤0.01%
2,052
+14
+0.7% +$568
EPC icon
3134
Edgewell Personal Care
EPC
$1.3B
$86K ﹤0.01%
2,786
+22
+0.8% +$710
MZA
3135
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$86K ﹤0.01%
6,338
+17
+0.3% +$233
JHMC
3136
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$86K ﹤0.01%
2,400
– –
JHMU
3137
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
$86K ﹤0.01%
2,502
+1,896
+313% +$64K
BNY
3138
DELISTED
BlackRock New York Municipal Income Trust
BNY
$85K ﹤0.01%
6,050
– –
DBP icon
3139
Invesco DB Precious Metals Fund
DBP
$236M
$85K ﹤0.01%
2,060
-11,511
-85% -$474K
ELME
3140
Elme Communities
ELME
$145M
$85K ﹤0.01%
2,950
-119
-4% -$3.54K
PAVE icon
3141
Global X US Infrastructure Development ETF
PAVE
$13.5B
$85K ﹤0.01%
4,776
-30
-0.6% -$511
PRDO icon
3142
Perdoceo Education
PRDO
$2.17B
$85K ﹤0.01%
4,627
+3,939
+573% +$64.1K
TOLZ icon
3143
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$177M
$85K ﹤0.01%
1,821
+10
+0.6% +$454
TXNM
3144
TXNM Energy Inc
TXNM
$6.39B
$85K ﹤0.01%
1,710
-214
-11% -$10.7K
AGEN
3145
Agenus
AGEN
$276M
$84K ﹤0.01%
1,054
– –
DBX icon
3146
Dropbox
DBX
$7.78B
$84K ﹤0.01%
4,759
+2,390
+101% +$45K
FBZ
3147
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$84K ﹤0.01%
4,801
+4,199
+698% +$68.7K
IDCC icon
3148
InterDigital
IDCC
$6.75B
$84K ﹤0.01%
1,542
+506
+49% +$28K
UTHR icon
3149
United Therapeutics
UTHR
$26.1B
$84K ﹤0.01%
937
-77
-8% -$6.78K
FIHD
3150
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$84K ﹤0.01%
405
-147
-27% -$28.5K
124 125
126
127 128

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.