LTFS
SWAV

Ladenburg Thalmann Financial Services’s Shockwave Medical, Inc. Common Stock SWAV Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SWAV Stock Details SWAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$87K Buy
1,977
+1,661
+526% +$61.3K ﹤0.01% 3132
2019
Q3 		$9K Sell
316
-1,134
-78% -$48.2K ﹤0.01% 4459
2019
Q2 		$83K Buy
1,450
+1,350
+1,350% +$65.6K ﹤0.01% 3110
2019
Q1 		$3K Buy
+100
New +$3.32K ﹤0.01% 4866

Other funds holding SWAV

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SWAV Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Shockwave Medical, Inc. Common Stock (SWAV) stake by 526% in Q4 2019, buying an estimated $61.3K and bringing the position to 1,977 shares worth $87K. The position accounts for ﹤0.01% of the portfolio, ranked #3132.

Ladenburg Thalmann Financial Services first reported a position in SWAV in Q1 2019 and has held it in 4 quarters since. 118 funds tracked by Wall St. Rank hold SWAV as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 1,977 shares of Shockwave Medical, Inc. Common Stock worth $87K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,661 Shockwave Medical, Inc. Common Stock shares in Q4 2019, an estimated $61.3K.
  • Shockwave Medical, Inc. Common Stock made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3132 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Shockwave Medical, Inc. Common Stock in Q1 2019 and has held it in 4 quarters since.
  • 118 funds tracked by Wall St. Rank held Shockwave Medical, Inc. Common Stock as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.