Alpine Global Management’s Shockwave Medical, Inc. Common Stock SWAV Stock Holding History

Alpine Global Management’s Portfolio SWAV Stock Details SWAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,386	Closed	-$396K	–	261
2023 Q2	$396K	Buy	+1,386	New	+$385K	0.11%	109
2020 Q4	–	Sell	-1,066,016	Closed	-$80.8M	–	319
2020 Q3	$80.8M	Buy	1,066,016 +60,000	+6%	+$3.4M	16.77%	1
2020 Q2	$47.7M	Sell	1,006,016 -318,528	-24%	-$13.1M	8.39%	4
2020 Q1	$43.9M	Buy	1,324,544 +599,687	+83%	+$23.8M	9.14%	3
2019 Q4	$31.8M	Buy	+724,857	New	+$26.8M	6.79%	1

Other funds holding SWAV

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

Alpine Global Management's SWAV Position: Q3 2023 in Review

Alpine Global Management sold out of Shockwave Medical, Inc. Common Stock (SWAV) in Q3 2023, closing a stake of 1,386 shares — an estimated $396K sold.

Alpine Global Management first reported a position in SWAV in Q4 2019 and held it in 5 quarters. The position peaked at $80.8M in Q3 2020. 412 funds tracked by Wall St. Rank hold SWAV as of Q3 2023.

Alpine Global Management reported no remaining Shockwave Medical, Inc. Common Stock position as of Q3 2023 after selling out during the quarter.
Alpine Global Management sold 1,386 Shockwave Medical, Inc. Common Stock shares in Q3 2023, an estimated $396K.
Alpine Global Management first reported a position in Shockwave Medical, Inc. Common Stock in Q4 2019 and held it in 5 quarters.
Alpine Global Management's Shockwave Medical, Inc. Common Stock position peaked at $80.8M in Q3 2020.
412 funds tracked by Wall St. Rank held Shockwave Medical, Inc. Common Stock as of Q3 2023.

Based on Alpine Global Management's 13F filing for Q3 2023, filed 14 Nov 2023.