Ladenburg Thalmann Financial Services’s First Trust SMID Capital Strength ETF FSCS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FSCS Stock Details FSCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$97K	Sell	4,094 -779	-16%	-$17.7K	﹤0.01%	3028
2019 Q3	$108K	Buy	4,873 +561	+13%	+$12.3K	﹤0.01%	2877
2019 Q2	$96K	Buy	4,312 +377	+10%	+$8.21K	﹤0.01%	2998
2019 Q1	$85K	Buy	3,935 +139	+4%	+$2.9K	﹤0.01%	3006
2018 Q4	$71K	Buy	3,796 +3,046	+406%	+$62.4K	﹤0.01%	3008
2018 Q3	$17K	Hold	750	–	–	﹤0.01%	4010
2018 Q2	$16K	Hold	750	–	–	﹤0.01%	3976
2018 Q1	$16K	Buy	+750	New	+$16.3K	﹤0.01%	3976

Other funds holding FSCS

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

AIP

Ahrens Investment Partners Lafayette, Louisiana $202M AUM 3.91% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

VCP

Verus Capital Partners Scottsdale, Arizona $1.46B AUM 27.29% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FSCS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust SMID Capital Strength ETF (FSCS) stake by 16% in Q4 2019, selling an estimated $17.7K and leaving 4,094 shares worth $97K. The position accounts for ﹤0.01% of the portfolio, ranked #3028.

Ladenburg Thalmann Financial Services first reported a position in FSCS in Q1 2018 and has held it in 8 quarters since. The position peaked at $108K in Q3 2019. 15 funds tracked by Wall St. Rank hold FSCS as of Q4 2019.

Ladenburg Thalmann Financial Services held 4,094 shares of First Trust SMID Capital Strength ETF worth $97K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 779 First Trust SMID Capital Strength ETF shares in Q4 2019, an estimated $17.7K.
First Trust SMID Capital Strength ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3028 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust SMID Capital Strength ETF in Q1 2018 and has held it in 8 quarters since.
Ladenburg Thalmann Financial Services's First Trust SMID Capital Strength ETF position peaked at $108K in Q3 2019.
15 funds tracked by Wall St. Rank held First Trust SMID Capital Strength ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.