Mariner Independent Advisor Network’s First Trust SMID Capital Strength ETF FSCS Stock Holding History

Mariner Independent Advisor Network’s Portfolio FSCS Stock Details FSCS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-20,005	Closed	-$469K	–	404
2019 Q4	$469K	Sell	20,005 -3,603	-15%	-$82K	0.03%	321
2019 Q3	$515K	Buy	23,608 +943	+4%	+$20.6K	0.04%	313
2019 Q2	$501K	Buy	22,665 +1,461	+7%	+$31.8K	0.04%	311
2019 Q1	$457K	Buy	21,204 +2,792	+15%	+$58.3K	0.04%	306
2018 Q4	$367K	Buy	18,412 +6,711	+57%	+$138K	0.03%	319
2018 Q3	$261K	Buy	+11,701	New	+$264K	0.03%	219

Other funds holding FSCS

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

FAIM

Financial Advocates Investment Management Olympia, Washington $178M AUM 21.03% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VCP

Verus Capital Partners Scottsdale, Arizona $1.46B AUM 27.29% 1-Year Est. Return

APA

American Portfolios Advisors Holbrook, New York $2.36B AUM 14.59% 1-Year Est. Return

Mariner Independent Advisor Network's FSCS Position: Q1 2020 in Review

Mariner Independent Advisor Network sold out of First Trust SMID Capital Strength ETF (FSCS) in Q1 2020, closing a stake of 20,005 shares — an estimated $469K sold.

Mariner Independent Advisor Network first reported a position in FSCS in Q3 2018 and held it in 6 quarters. The position peaked at $515K in Q3 2019. 12 funds tracked by Wall St. Rank hold FSCS as of Q1 2020.

Mariner Independent Advisor Network reported no remaining First Trust SMID Capital Strength ETF position as of Q1 2020 after selling out during the quarter.
Mariner Independent Advisor Network sold 20,005 First Trust SMID Capital Strength ETF shares in Q1 2020, an estimated $469K.
Mariner Independent Advisor Network first reported a position in First Trust SMID Capital Strength ETF in Q3 2018 and held it in 6 quarters.
Mariner Independent Advisor Network's First Trust SMID Capital Strength ETF position peaked at $515K in Q3 2019.
12 funds tracked by Wall St. Rank held First Trust SMID Capital Strength ETF as of Q1 2020.

Based on Mariner Independent Advisor Network's 13F filing for Q1 2020, filed 5 May 2020.