We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXRT
2826
NexPoint Residential Trust
NXRT
$689M
$130K ﹤0.01%
2,937
+32
+1% +$1.51K
PSCF icon
2827
Invesco S&P SmallCap Financials ETF
PSCF
$27.5M
$130K ﹤0.01%
2,309
-185
-7% -$10.3K
BCIC
2828
BCP Investment Corp
BCIC
$88.3M
$130K ﹤0.01%
5,137
+4,587
+834% +$99K
WLKP icon
2829
Westlake Chemical Partners
WLKP
$772M
$130K ﹤0.01%
4,907
+4
+0.1% +$92
CTS icon
2830
CTS Corp
CTS
$1.76B
$129K ﹤0.01%
4,300
+6
+0.1% +$174
FLC
2831
Flaherty & Crumrine Total Return Fund
FLC
$173M
$129K ﹤0.01%
5,781
+380
+7% +$8.57K
NMM icon
2832
Navios Maritime Partners
NMM
$2.22B
$129K ﹤0.01%
6,918
-639
-8% -$11.9K
OGIG icon
2833
ALPS O'Shares Global Internet Giants ETF
OGIG
$102M
$129K ﹤0.01%
4,915
– –
WIP icon
2834
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
$129K ﹤0.01%
2,613
-2,287
-47% -$125K
USFR
2835
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$129K ﹤0.01%
4,702
-38,630
-89% -$1.06M
OBDC icon
2836
Blue Owl Capital
OBDC
$5.35B
$128K ﹤0.01%
7,111
+5,511
+344% +$96.3K
IPHS
2837
DELISTED
Innophos Holdings, Inc.
IPHS
$128K ﹤0.01%
4,000
-18
-0.4% -$579
CFFN icon
2838
Capitol Federal Financial
CFFN
$1.09B
$127K ﹤0.01%
9,252
-288
-3% -$4.06K
GOLF icon
2839
Acushnet Holdings
GOLF
$6B
$127K ﹤0.01%
3,977
+357
+10% +$10.6K
MGF
2840
Aberdeen Government Markets Income Fund
MGF
$90.9M
$127K ﹤0.01%
27,659
+5,959
+27% +$27.3K
MKSI icon
2841
MKS Inc
MKSI
$17.4B
$127K ﹤0.01%
1,146
+60
+6% +$6.29K
DTYS
2842
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$127K ﹤0.01%
9,879
-61
-0.6% -$694
TDAY
2843
USA Today Co
TDAY
$1.29B
$126K ﹤0.01%
19,855
+12,116
+157% +$88.8K
HSIC icon
2844
Henry Schein
HSIC
$9.78B
$126K ﹤0.01%
1,966
+17
+0.9% +$1.12K
IEDI icon
2845
iShares US Consumer Focused ETF
IEDI
$28M
$126K ﹤0.01%
4,020
+1,158
+40% +$35.3K
PBR.A icon
2846
Petrobras Class A
PBR.A
$106B
$126K ﹤0.01%
8,361
+3,540
+73% +$50.2K
PVL
2847
Permianville Royalty Trust
PVL
$55.8M
$126K ﹤0.01%
65,502
-4,298
-6% -$8.5K
SILC icon
2848
Silicom
SILC
$201M
$126K ﹤0.01%
3,800
– –
TAL icon
2849
TAL Education Group
TAL
$6.04B
$126K ﹤0.01%
2,563
– –
MDCO
2850
DELISTED
Medicines Co
MDCO
$126K ﹤0.01%
1,489
+441
+42% +$29.4K
112 113
114
115 116

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.