Ladenburg Thalmann Financial Services’s Invesco S&P SmallCap Financials ETF PSCF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PSCF Stock Details PSCF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$130K	Sell	2,309 -185	-7%	-$10.3K	﹤0.01%	2829
2019 Q3	$136K	Buy	2,494 +457	+22%	+$24.5K	﹤0.01%	2737
2019 Q2	$110K	Sell	2,037 -965	-32%	-$51.9K	﹤0.01%	2903
2019 Q1	$157K	Sell	3,002 -218	-7%	-$11.5K	﹤0.01%	2579
2018 Q4	$154K	Buy	3,220 +418	+15%	+$22.3K	﹤0.01%	2427
2018 Q3	$160K	Buy	+2,802	New	+$165K	﹤0.01%	2485

Other funds holding PSCF

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PSF

Pacific Sun Financial Los Angeles, California $206M AUM 17.72% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PSCF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Invesco S&P SmallCap Financials ETF (PSCF) stake by 7.4% in Q4 2019, selling an estimated $10.3K and leaving 2,309 shares worth $130K. The position accounts for ﹤0.01% of the portfolio, ranked #2829.

Ladenburg Thalmann Financial Services first reported a position in PSCF in Q3 2018 and has held it in 6 quarters since. The position peaked at $160K in Q3 2018. 35 funds tracked by Wall St. Rank hold PSCF as of Q4 2019.

Ladenburg Thalmann Financial Services held 2,309 shares of Invesco S&P SmallCap Financials ETF worth $130K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 185 Invesco S&P SmallCap Financials ETF shares in Q4 2019, an estimated $10.3K.
Invesco S&P SmallCap Financials ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2829 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco S&P SmallCap Financials ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Invesco S&P SmallCap Financials ETF position peaked at $160K in Q3 2018.
35 funds tracked by Wall St. Rank held Invesco S&P SmallCap Financials ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.