Ladenburg Thalmann Financial Services’s Invesco Bloomberg Analyst Rating Improvers ETF UPGD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UPGD Stock Details UPGD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$159K	Buy	3,314 +3	+0.1%	+$133	﹤0.01%	2684
2019 Q3	$140K	Hold	3,311	–	–	﹤0.01%	2709
2019 Q2	$148K	Sell	3,311 -451	-12%	-$19.9K	﹤0.01%	2687
2019 Q1	$164K	Hold	3,762	–	–	﹤0.01%	2553
2018 Q4	$138K	Sell	3,762 -318	-8%	-$13.6K	﹤0.01%	2523
2018 Q3	$198K	Buy	4,080 +2,430	+147%	+$117K	﹤0.01%	2317
2018 Q2	$71K	Hold	1,650	–	–	﹤0.01%	3014
2018 Q1	$71K	Buy	1,650 +1,250	+313%	+$55.4K	﹤0.01%	3014
2017 Q4	$17K	Hold	400	–	–	﹤0.01%	3897
2017 Q3	$16K	Hold	400	–	–	﹤0.01%	3821
2017 Q2	$16K	Hold	400	–	–	﹤0.01%	3752
2017 Q1	$16K	Sell	400 -200	-33%	-$7.89K	﹤0.01%	3703
2016 Q4	$24K	Sell	600 -700	-54%	-$26.1K	﹤0.01%	3378
2016 Q3	$48K	Hold	1,300	–	–	﹤0.01%	2814
2016 Q2	$43K	Hold	1,300	–	–	﹤0.01%	2805
2016 Q1	$43K	Sell	1,300 -500	-28%	-$15.1K	﹤0.01%	2713
2015 Q4	$59K	Sell	1,800 -585	-25%	-$19.7K	﹤0.01%	2446
2015 Q3	$77K	Hold	2,385	–	–	﹤0.01%	2179
2015 Q2	$87K	Hold	2,385	–	–	﹤0.01%	2202
2015 Q1	$87K	Sell	2,385 -1,300	-35%	-$45.7K	﹤0.01%	2168
2014 Q4	$128K	Buy	3,685 +3,385	+1,128%	+$115K	﹤0.01%	1731
2014 Q3	$10K	Sell	300 -1,519	-84%	-$52.6K	﹤0.01%	3111
2014 Q2	$64K	Buy	1,819 +340	+23%	+$11.5K	﹤0.01%	1893
2014 Q1	$51K	Buy	1,479 +168	+13%	+$5.65K	﹤0.01%	1960
2013 Q4	$44K	Buy	1,311 +90	+7%	+$2.87K	﹤0.01%	2005
2013 Q3	$37K	Buy	1,221 +575	+89%	+$17.1K	﹤0.01%	2024
2013 Q2	$18K	Buy	+646	New	+$17.5K	﹤0.01%	2415

Other funds holding UPGD

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UPGD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Invesco Bloomberg Analyst Rating Improvers ETF (UPGD) stake by 0.09% in Q4 2019, buying an estimated $133 and bringing the position to 3,314 shares worth $159K. The position accounts for ﹤0.01% of the portfolio, ranked #2684.

Ladenburg Thalmann Financial Services first reported a position in UPGD in Q2 2013 and has held it in 27 quarters since. The position peaked at $198K in Q3 2018. 25 funds tracked by Wall St. Rank hold UPGD as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,314 shares of Invesco Bloomberg Analyst Rating Improvers ETF worth $159K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 3 Invesco Bloomberg Analyst Rating Improvers ETF shares in Q4 2019, an estimated $133.
Invesco Bloomberg Analyst Rating Improvers ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2684 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco Bloomberg Analyst Rating Improvers ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Invesco Bloomberg Analyst Rating Improvers ETF position peaked at $198K in Q3 2018.
25 funds tracked by Wall St. Rank held Invesco Bloomberg Analyst Rating Improvers ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.