Ladenburg Thalmann Financial Services’s iShares ESG Aware 1-5 Year USD Corporate Bond ETF SUSB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SUSB Stock Details SUSB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$162K	Sell	6,447 -1,515	-19%	-$38.5K	﹤0.01%	2669
2019 Q3	$203K	Buy	7,962 +2,780	+54%	+$70.5K	﹤0.01%	2452
2019 Q2	$131K	Buy	5,182 +113	+2%	+$2.83K	﹤0.01%	2782
2019 Q1	$127K	Hold	5,069	–	–	﹤0.01%	2737
2018 Q4	$124K	Buy	5,069 +1,400	+38%	+$34.2K	﹤0.01%	2604
2018 Q3	$90K	Buy	3,669 +3,103	+548%	+$76.2K	﹤0.01%	2902
2018 Q2	$14K	Hold	566	–	–	﹤0.01%	4061
2018 Q1	$14K	Buy	566 +35	+7%	+$866	﹤0.01%	4061
2017 Q4	$13K	Hold	531	–	–	﹤0.01%	4053
2017 Q3	$13K	Buy	+531	New	+$13.4K	﹤0.01%	3945

Other funds holding SUSB

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stewardship Advisors Mount Joy, Pennsylvania $481M AUM 18.41% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RWP

RWA Wealth Partners Newton, Massachusetts $9.14B AUM 16.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SUSB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) stake by 19% in Q4 2019, selling an estimated $38.5K and leaving 6,447 shares worth $162K. The position accounts for ﹤0.01% of the portfolio, ranked #2669.

Ladenburg Thalmann Financial Services first reported a position in SUSB in Q3 2017 and has held it in 10 quarters since. The position peaked at $203K in Q3 2019. 88 funds tracked by Wall St. Rank hold SUSB as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,447 shares of iShares ESG Aware 1-5 Year USD Corporate Bond ETF worth $162K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,515 iShares ESG Aware 1-5 Year USD Corporate Bond ETF shares in Q4 2019, an estimated $38.5K.
iShares ESG Aware 1-5 Year USD Corporate Bond ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2669 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in Q3 2017 and has held it in 10 quarters since.
Ladenburg Thalmann Financial Services's iShares ESG Aware 1-5 Year USD Corporate Bond ETF position peaked at $203K in Q3 2019.
88 funds tracked by Wall St. Rank held iShares ESG Aware 1-5 Year USD Corporate Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.