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iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB

76 hedge funds and large institutions have $130M invested in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

457% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 7

300% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 4

19% more funds holding

Funds holding: 64 → 76 (+12)

8% more capital invested

Capital invested by funds: $120M → $130M (+$10.2M)

17.04% less ownership

Funds ownership: 118.7% → 101.66% (-17%)

Holders
76
Holders Change
+12
Holders Change %
+18.75%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
+$1.97M
2
Jane Street
Jane Street
New York
+$1.09M
3
Citadel Advisors
Citadel Advisors
Florida
+$805K
4
BMM
Buffington Mohr McNeal
Idaho
+$678K
5
Wells Fargo
Wells Fargo
California
+$598K

Top Sellers

1
AI
Atria Investments
North Carolina
-$1.69M
2
RCAG
Rehmann Capital Advisory Group
Michigan
-$1.21M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$320K
4
UCFA
United Capital Financial Advisors
Texas
-$320K
5
SI
SimpliFi Inc
California
-$220K
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$62.4M – – –
Morgan Stanley
2
Morgan Stanley
New York
$19.9M +$261K +10,310 +1%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.29M +$583K +22,980 +16%
RJA
4
Raymond James & Associates
Florida
$3.94M +$79.1K +3,120 +2%
RWP
5
RWA Wealth Partners
Massachusetts
$2.83M +$471K +18,563 +20%
Bank of America
6
Bank of America
North Carolina
$2.22M +$502K +19,775 +29%
B
7
Bailard
California
$2.18M +$70.3K +2,770 +3%
Fisher Asset Management
8
Fisher Asset Management
Washington
$1.97M +$1.97M +77,555 New
DAS
9
Dynamic Advisor Solutions
Arizona
$1.7M +$404K +15,939 +31%
Jane Street
10
Jane Street
New York
$1.7M +$1.09M +43,157 +183%
AI
11
Accredited Investors
Minnesota
$1.52M +$19K +751 +1%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.47M +$42.1K +1,659 +3%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.44M – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.33M +$569K +22,425 +75%
UBS Group
15
UBS Group
Switzerland
$1.29M +$480K +18,909 +59%
BBA
16
Braun-Bostich & Associates
Pennsylvania
$1.16M +$261K +10,298 +29%
EVM
17
Eaton Vance Management
Massachusetts
$1.11M +$327K +12,900 +42%
GI
18
Gradient Investments
Minnesota
$1.1M +$148K +5,850 +16%
LPL Financial
19
LPL Financial
California
$1.07M +$395K +15,592 +59%
AC
20
Alexandria Capital
Virginia
$1.05M +$52.3K +2,062 +5%
PR
21
Payden & Rygel
California
$1.01M – – –
Wells Fargo
22
Wells Fargo
California
$819K +$598K +23,597 +274%
Citadel Advisors
23
Citadel Advisors
Florida
$806K +$805K +31,759 New
MM
24
Main Management
California
$717K -$75.7K -2,985 -10%
BMM
25
Buffington Mohr McNeal
Idaho
$680K +$678K +26,730 New
1
2 3 4

SUSB Hedge Fund Activity: Q3 2019 in Review

76 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) for Q3 2019, worth a combined $130M — up 8.5% from $120M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SUSB positions and 4 closed out — a net gain of 12 holders — while 39 added to existing stakes and 7 trimmed.

The largest buyer was Fisher Asset Management, opening a new position worth an estimated $1.97M. The largest seller was Atria Investments, cutting an estimated $1.69M.

  • 76 institutional investors held iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) as of Q3 2019, up from 64 in Q2 2019.
  • Funds reported $130M of iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock for Q3 2019, up 8.5% quarter-over-quarter.
  • 16 funds opened new iShares ESG Aware 1-5 Year USD Corporate Bond ETF positions in Q3 2019 and 4 closed out, a net change of +12 holders.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF buyer in Q3 2019 was Fisher Asset Management, an estimated $1.97M added.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF seller in Q3 2019 was Atria Investments, an estimated $1.69M sold.

Based on aggregated 13F filings for Q3 2019.