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iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB

124 hedge funds and large institutions have $307M invested in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 72 increasing their positions, 13 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

454% more repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 13

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

57% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $256M → $307M (+$51.5M)

7% more funds holding

Funds holding: 116 → 124 (+8)

7.5% less ownership

Funds ownership: 82.78% → 75.28% (-7.5%)

Holders
124
Holders Change
+8
Holders Change %
+6.9%
% of All Funds
2.5%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
22
Increased
72
Reduced
13
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PO
Private Ocean
California
+$12M
2
Morgan Stanley
Morgan Stanley
New York
+$5.5M
3
WU
Wealthsimple US
New York
+$4.65M
4
PI
PFS Investments
Georgia
+$3.96M
5
BlackRock
BlackRock
New York
+$3.59M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$3.48M
2
RWP
RWA Wealth Partners
Massachusetts
-$1.86M
3
AI
Atria Investments
North Carolina
-$1.28M
4
AO
Advisor OS
Illinois
-$1.21M
5
ACM
Anfield Capital Management
California
-$921K
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$62.4M – – –
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$45.9M +$49.9K +1,911 +0.1%
Morgan Stanley
3
Morgan Stanley
New York
$27.6M +$5.5M +210,551 +25%
PO
4
Private Ocean
California
$12M +$12M +458,808 +17,565%
Bank of America
5
Bank of America
North Carolina
$10.2M +$3.17M +121,301 +45%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$10.1M +$1.13M +43,123 +13%
SA
7
Stewardship Advisors
Pennsylvania
$8.95M +$847K +32,450 +10%
Wells Fargo
8
Wells Fargo
California
$7.32M +$974K +37,325 +15%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.96M +$367K +14,078 +6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$6.76M +$736K +28,185 +12%
PI
11
PFS Investments
Georgia
$6.4M +$3.96M +151,692 +162%
BlackRock
12
BlackRock
New York
$5.6M +$3.59M +137,600 +179%
Ameriprise
13
Ameriprise
Minnesota
$5.12M +$926K +35,468 +22%
Osaic Holdings
14
Osaic Holdings
Arizona
$4.81M +$1.75M +67,177 +57%
WU
15
Wealthsimple US
New York
$4.65M +$4.65M +178,194 New
UBS Group
16
UBS Group
Switzerland
$4.51M +$554K +21,220 +14%
Fisher Asset Management
17
Fisher Asset Management
Washington
$3.47M +$240K +9,180 +7%
BCM
18
Brookstone Capital Management
Illinois
$3.38M +$412K +15,769 +14%
EVM
19
Eaton Vance Management
Massachusetts
$3.05M -$30.1K -1,155 -1%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$3.03M – – –
B
21
Bailard
California
$2.68M +$157K +6,010 +6%
GI
22
Gradient Investments
Minnesota
$2.42M +$131K +5,020 +6%
PP
23
Prudential plc
United Kingdom
$2.35M +$1.57M +60,000 +200%
SC
24
Savant Capital
Illinois
$2.27M +$227K +8,706 +11%
AFA
25
Arlington Financial Advisors
California
$2.16M +$1.69M +64,930 +366%
1
2 3 4 5

SUSB Hedge Fund Activity: Q3 2020 in Review

124 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) for Q3 2020, worth a combined $307M — up 20% from $256M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SUSB positions and 14 closed out — a net gain of 8 holders — while 72 added to existing stakes and 13 trimmed.

The largest buyer was Private Ocean, adding an estimated $12M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.48M sold.

  • 124 institutional investors held iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) as of Q3 2020, up from 116 in Q2 2020.
  • Funds reported $307M of iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock for Q3 2020, up 20% quarter-over-quarter.
  • 22 funds opened new iShares ESG Aware 1-5 Year USD Corporate Bond ETF positions in Q3 2020 and 14 closed out, a net change of +8 holders.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF buyer in Q3 2020 was Private Ocean, an estimated $12M added.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF seller in Q3 2020 was Citadel Advisors, an estimated $3.48M sold.

Based on aggregated 13F filings for Q3 2020.