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iShares ESG Aware 1-5 Year USD Corporate Bond ETF

178 hedge funds and large institutions have $485M invested in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in 2021 Q1 according to their latest regulatory filings, with 50 funds opening new positions, 93 increasing their positions, 19 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

389% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 19

233% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 15

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

35% more capital invested

Capital invested by funds: $360M → $485M (+$125M)

22% more funds holding

Funds holding: 146178 (+32)

2.66% less ownership

Funds ownership: 69.74%67.08% (-2.7%)

Holders
178
Holders Change
+32
Holders Change %
+21.92%
% of All Funds
3.13%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
50
Increased
93
Reduced
19
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$73.3M +$30.2M +1,160,103 +70%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$62.4M
Morgan Stanley
3
Morgan Stanley
New York
$61.4M +$31.3M +1,198,996 +103%
PO
4
Private Ocean
California
$23.1M +$4.55M +174,462 +24%
Ameriprise
5
Ameriprise
Minnesota
$16.5M +$6.52M +249,952 +65%
Bank of America
6
Bank of America
North Carolina
$14M -$493K -18,907 -3%
UBS Group
7
UBS Group
Switzerland
$12.4M +$6.63M +254,440 +114%
SA
8
Stewardship Advisors
Pennsylvania
$12.2M +$2.25M +86,164 +22%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$10.4M -$200K -7,673 -2%
MWM
10
Mattern Wealth Management
Kansas
$10.1M +$9.92M +380,557 +4,513%
PI
11
PFS Investments
Georgia
$9.52M -$271K -10,388 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.24M +$1.48M +56,862 +19%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$8.9M +$1.52M +58,441 +21%
Osaic Holdings
14
Osaic Holdings
Arizona
$8.67M +$3.1M +118,801 +55%
Wells Fargo
15
Wells Fargo
California
$8.45M -$174K -6,663 -2%
LPL Financial
16
LPL Financial
California
$6.89M +$3.42M +131,315 +98%
GI
17
Gradient Investments
Minnesota
$5.78M +$3.38M +129,799 +140%
WU
18
Wealthsimple US
New York
$5.45M +$12.9K +493 +0.2%
BCM
19
Brookstone Capital Management
Illinois
$5.37M +$1.11M +42,578 +26%
Fisher Asset Management
20
Fisher Asset Management
Washington
$3.83M -$392K -15,040 -9%
ASN
21
Advisory Services Network
Georgia
$3.54M +$1.61M +61,862 +83%
CGL
22
Clarius Group LLC
Washington
$3.43M +$3.44M +132,078 New
EVM
23
Eaton Vance Management
Massachusetts
$3.18M +$152K +5,813 +5%
AFA
24
Arlington Financial Advisors
California
$3.15M +$683K +26,191 +28%
PG
25
Prostatis Group
Maryland
$3.15M +$3.16M +121,375 New

SUSB Hedge Fund Activity: Q1 2021 in Review

178 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) for Q1 2021, worth a combined $485M — up 35% from $360M a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new SUSB positions and 15 closed out — a net gain of 35 holders — while 93 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $31.3M. The largest seller was BlackRock, exiting entirely with an estimated $5.62M sold.

  • 178 institutional investors held iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) as of Q1 2021, up from 146 in Q4 2020.
  • Funds reported $485M of iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock for Q1 2021, up 35% quarter-over-quarter.
  • 50 funds opened new iShares ESG Aware 1-5 Year USD Corporate Bond ETF positions in Q1 2021 and 15 closed out, a net change of +35 holders.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF buyer in Q1 2021 was Morgan Stanley, an estimated $31.3M added.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF seller in Q1 2021 was BlackRock, an estimated $5.62M sold.

Based on aggregated 13F filings for Q1 2021.