We are live on ! Find out more
SUSB icon

iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB

38 hedge funds and large institutions have $30M invested in iShares ESG Aware 1-5 Year USD Corporate Bond ETF in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 15 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 3

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

27% more funds holding

Funds holding: 30 → 38 (+8)

18% more capital invested

Capital invested by funds: $25.3M → $30M (+$4.66M)

2.62% less ownership

Funds ownership: 60.56% → 57.94% (-2.6%)

Holders
38
Holders Change
+8
Holders Change %
+26.67%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
15
Reduced
3
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
Alexandria Capital
Virginia
+$964K
2
CNBT
Canandaigua National Bank & Trust
New York
+$570K
3
B
Bailard
California
+$540K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$472K
5
GI
Gradient Investments
Minnesota
+$441K

Top Sellers

1
Jane Street
Jane Street
New York
-$964K
2
Morgan Stanley
Morgan Stanley
New York
-$835K
3
RCS
Retirement Capital Strategies
California
-$249K
4
LSCM
LaSalle Street Capital Management
Illinois
-$200K
5
GRP
Global Retirement Partners
California
-$112K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M -$835K -34,197 -5%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$1.37M +$202K +8,271 +17%
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$1.35M +$330K +13,497 +32%
B
4
Bailard
California
$1.18M +$540K +22,110 +84%
AC
5
Alexandria Capital
Virginia
$965K +$964K +39,479 New
CNBT
6
Canandaigua National Bank & Trust
New York
$825K +$570K +23,323 +224%
MM
7
Main Management
California
$760K -$9.43K -386 -1%
Bank of America
8
Bank of America
North Carolina
$708K +$334K +13,683 +89%
AGA
9
Arkos Global Advisors
Texas
$670K +$669K +27,409 New
AI
10
Accredited Investors
Minnesota
$650K +$331K +13,558 +104%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$473K +$472K +19,338 New
GI
12
Gradient Investments
Minnesota
$442K +$441K +18,075 New
WT
13
Whittier Trust
California
$439K – – –
PP
14
PDS Planning
Ohio
$401K +$401K +16,419 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$354K +$311K +12,747 +745%
UBS Group
16
UBS Group
Switzerland
$337K +$337K +13,777 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$337K +$337K +13,804 New
BPA
18
Beacon Pointe Advisors
California
$308K +$307K +12,588 New
LPL Financial
19
LPL Financial
California
$286K +$66.8K +2,735 +30%
UCFA
20
United Capital Financial Advisors
Texas
$280K +$280K +11,469 New
SDWMA
21
Schneider Downs Wealth Management Advisors
Pennsylvania
$258K – – –
IFAM
22
Institutional & Family Asset Management
Colorado
$232K +$232K +9,488 New
AIC
23
Ameritas Investment Company
Nebraska
$218K +$218K +8,935 New
SI
24
SimpliFi Inc
California
$215K +$2K +82 +0.9%
MWM
25
Mascoma Wealth Management
New Hampshire
$181K +$63.2K +2,589 +54%
1
2

SUSB Hedge Fund Activity: Q4 2018 in Review

38 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) for Q4 2018, worth a combined $30M — up 18% from $25.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SUSB positions and 5 closed out — a net gain of 9 holders — while 15 added to existing stakes and 3 trimmed.

The largest buyer was Alexandria Capital, opening a new position worth an estimated $964K. The largest seller was Jane Street, exiting entirely with an estimated $964K sold.

  • 38 institutional investors held iShares ESG Aware 1-5 Year USD Corporate Bond ETF (SUSB) as of Q4 2018, up from 30 in Q3 2018.
  • Funds reported $30M of iShares ESG Aware 1-5 Year USD Corporate Bond ETF stock for Q4 2018, up 18% quarter-over-quarter.
  • 14 funds opened new iShares ESG Aware 1-5 Year USD Corporate Bond ETF positions in Q4 2018 and 5 closed out, a net change of +9 holders.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF buyer in Q4 2018 was Alexandria Capital, an estimated $964K added.
  • The largest iShares ESG Aware 1-5 Year USD Corporate Bond ETF seller in Q4 2018 was Jane Street, an estimated $964K sold.

Based on aggregated 13F filings for Q4 2018.