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Ladenburg Thalmann Financial Services’s Novavax NVAX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NVAX Stock Details NVAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$173K Buy
43,392
+11,645
+37% +$50.5K ﹤0.01% 2617
2019
Q3 		$160K Buy
31,747
+12,400
+64% +$67.9K ﹤0.01% 2625
2019
Q2 		$114K Buy
19,347
+11,029
+133% +$86.8K ﹤0.01% 2874
2019
Q1 		$91K Buy
8,318
+1,045
+14% +$33K ﹤0.01% 2951
2018
Q4 		$267K Buy
7,273
+645
+10% +$25K ﹤0.01% 2016
2018
Q3 		$249K Buy
6,628
+640
+11% +$18K ﹤0.01% 2143
2018
Q2 		$252K Hold
5,988
– – ﹤0.01% 2056
2018
Q1 		$252K Sell
5,988
-640
-10% -$25.7K ﹤0.01% 2056
2017
Q4 		$164K Buy
6,628
+445
+7% +$10.9K ﹤0.01% 2356
2017
Q3 		$141K Buy
6,183
+515
+9% +$11.5K ﹤0.01% 2365
2017
Q2 		$130K Buy
5,668
+2,000
+55% +$39.2K ﹤0.01% 2350
2017
Q1 		$94K Buy
3,668
+1,900
+107% +$52.3K ﹤0.01% 2447
2016
Q4 		$45K Sell
1,768
-65
-4% -$1.9K ﹤0.01% 2922
2016
Q3 		$77K Buy
1,833
+1,555
+559% +$201K ﹤0.01% 2437
2016
Q2 		$41K Sell
278
-9
-3% -$1.03K ﹤0.01% 2831
2016
Q1 		$29K Sell
287
-499
-63% -$53.5K ﹤0.01% 2993
2015
Q4 		$132K Sell
786
-35
-4% -$5.39K ﹤0.01% 1865
2015
Q3 		$116K Sell
821
-30
-4% -$6.73K ﹤0.01% 1876
2015
Q2 		$189K Sell
851
-180
-17% -$31.6K ﹤0.01% 1645
2015
Q1 		$170K Buy
1,031
+182
+21% +$29.6K ﹤0.01% 1690
2014
Q4 		$101K Buy
849
+146
+21% +$15.3K ﹤0.01% 1896
2014
Q3 		$59K Buy
703
+27
+4% +$2.44K ﹤0.01% 1925
2014
Q2 		$62K Buy
676
+146
+28% +$12.8K ﹤0.01% 1908
2014
Q1 		$48K Sell
530
-20
-4% -$2.23K ﹤0.01% 2005
2013
Q4 		$56K Sell
550
-501
-48% -$35.4K ﹤0.01% 1835
2013
Q3 		$66K Hold
1,051
– – ﹤0.01% 1638
2013
Q2 		$43K Buy
+1,051
New +$45.5K ﹤0.01% 1830

Other funds holding NVAX

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NVAX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Novavax (NVAX) stake by 37% in Q4 2019, buying an estimated $50.5K and bringing the position to 43,392 shares worth $173K. The position accounts for ﹤0.01% of the portfolio, ranked #2617.

Ladenburg Thalmann Financial Services first reported a position in NVAX in Q2 2013 and has held it in 27 quarters since. The position peaked at $267K in Q4 2018. 77 funds tracked by Wall St. Rank hold NVAX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 43,392 shares of Novavax worth $173K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 11,645 Novavax shares in Q4 2019, an estimated $50.5K.
  • Novavax made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2617 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Novavax in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Novavax position peaked at $267K in Q4 2018.
  • 77 funds tracked by Wall St. Rank held Novavax as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.