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Novavax

142 hedge funds and large institutions have $184M invested in Novavax in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 40 increasing their positions, 51 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.69% more ownership

Funds ownership: 0%2.69% (+2.7%)

14% less funds holding

Funds holding: 165142 (-23)

22% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 51

37% less call options, than puts

Call options by funds: $1.89M | Put options by funds: $3.02M

47% less capital invested

Capital invested by funds: $350M → $184M (-$166M)

54% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 39

Holders
142
Holders Change
-23
Holders Change %
-13.94%
% of All Funds
3.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
40
Reduced
51
Closed
39
Calls
$1.89M
Puts
$3.02M
Net Calls
-$1.12M
Net Calls Change
+$2.27M
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$26.7M -$14.2M -488,430 -32%
Vanguard Group
2
Vanguard Group
Pennsylvania
$26.1M +$768K +26,346 +3%
State Street
3
State Street
Massachusetts
$25.2M +$14.5M +497,374 +99%
BFA
4
BlackRock Fund Advisors
California
$15.2M +$1.99M +68,111 +13%
BB
5
BB Biotech
Switzerland
$10.5M
BIT
6
BlackRock Institutional Trust
California
$9.59M +$1.32M +45,208 +13%
Franklin Resources
7
Franklin Resources
California
$6.91M
QIM
8
Quantitative Investment Management
Virginia
$4.77M +$4.7M +161,320 +579%
Morgan Stanley
9
Morgan Stanley
New York
$4.23M +$634K +21,723 +15%
Northern Trust
10
Northern Trust
Illinois
$4.09M -$31.2K -1,071 -0.7%
Millennium Management
11
Millennium Management
New York
$3.95M -$3.49M -119,661 -43%
PAM
12
Panagora Asset Management
Massachusetts
$3.89M +$1.92M +65,710 +74%
Norges Bank
13
Norges Bank
Norway
$3.3M
JP Morgan Chase
14
JP Morgan Chase
New York
$3.29M -$1.4M -47,876 -27%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$2.56M +$87.6K +3,005 +3%
EAM
16
Eventide Asset Management
Massachusetts
$1.83M -$1.06M -36,500 -33%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$1.7M +$1.5M +51,410 +319%
Citigroup
18
Citigroup
New York
$1.65M +$1.52M +52,278 +392%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$1.52M -$3.21K -110 -0.2%
TCIM
20
TIAA CREF Investment Management
New York
$1.33M +$137K +4,686 +10%
BIM
21
BlackRock Investment Management
Delaware
$1.28M -$2.19K -75 -0.1%
CS
22
Credit Suisse
Switzerland
$1.25M -$249K -8,548 -15%
Charles Schwab
23
Charles Schwab
California
$1.2M -$79.9K -2,741 -5%
RSCM
24
Rock Springs Capital Management
Maryland
$1.03M -$47.4K -1,625 -4%
Deutsche Bank
25
Deutsche Bank
Germany
$954K +$187K +6,399 +20%

NVAX Hedge Fund Activity: Q4 2016 in Review

142 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2016, worth a combined $184M — down 47% from $350M a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of NVAX and 18 opened new positions — a net loss of 21 holders — while 51 trimmed existing stakes and 40 added.

The largest buyer was State Street, adding an estimated $14.5M. The largest seller was Wellington Management Group, exiting entirely with an estimated $30.8M sold.

  • 142 institutional investors held Novavax (NVAX) as of Q4 2016, down from 165 in Q3 2016.
  • Funds reported $184M of Novavax stock for Q4 2016, down 47% quarter-over-quarter.
  • 18 funds opened new Novavax positions in Q4 2016 and 39 closed out, a net change of -21 holders.
  • The largest Novavax buyer in Q4 2016 was State Street, an estimated $14.5M added.
  • The largest Novavax seller in Q4 2016 was Wellington Management Group, an estimated $30.8M sold.

Based on aggregated 13F filings for Q4 2016.