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Novavax
NVAX

124 hedge funds and large institutions have $334M invested in Novavax in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

720% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 5

156% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 18

135% more capital invested

Capital invested by funds: $142M → $334M (+$192M)

39% more funds holding

Funds holding: 89 → 124 (+35)

39% more call options, than puts

Call options by funds: $2.64M | Put options by funds: $1.9M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
124
Holders Change
+35
Holders Change %
+39.33%
% of All Funds
4.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
41
Increased
46
Reduced
18
Closed
5
Calls
$2.64M
Puts
$1.9M
Net Calls
+$736K
Net Calls Change
+$761K

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$13.9M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$11.9M
3
RCM
RA Capital Management
Massachusetts
+$10.2M
4
HM
HealthCor Management
New York
+$9.85M
5
Franklin Resources
Franklin Resources
California
+$8.45M

Top Sellers

1
BA
BlackRock Advisors
Delaware
-$7.95M
2
PAM
Panagora Asset Management
Massachusetts
-$224K
3
BIT
BlackRock Institutional Trust
California
-$187K
4
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$176K
5
Principal Financial Group
Principal Financial Group
Iowa
-$145K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$68.2M +$5.25M +93,275 +9%
RCM
2
RA Capital Management
Massachusetts
$65.5M +$10.2M +181,460 +21%
BFA
3
BlackRock Fund Advisors
California
$17.8M +$2.43M +43,182 +18%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$15.7M +$13.9M +246,095 +8,821%
CCM
5
Camber Capital Management
Massachusetts
$14.9M +$4.22M +75,000 +47%
BIT
6
BlackRock Institutional Trust
California
$13.6M -$187K -3,317 -2%
Vanguard Group
7
Vanguard Group
Pennsylvania
$13.5M +$1.74M +30,942 +17%
T. Rowe Price Associates
8
T. Rowe Price Associates
Maryland
$13.5M +$11.9M +210,860 +8,878%
HM
9
HealthCor Management
New York
$11M +$9.85M +174,900 New
Franklin Resources
10
Franklin Resources
California
$9.48M +$8.45M +150,000 New
State Street
11
State Street
Massachusetts
$6.74M +$283K +5,029 +5%
Northern Trust
12
Northern Trust
Illinois
$6.13M +$254K +4,505 +5%
BBA
13
Baker Bros. Advisors
New York
$5.41M +$4.83M +85,846 New
IIM
14
Ironwood Investment Management
Massachusetts
$4.98M +$83.4K +1,481 +2%
TC
15
TFS Capital
Pennsylvania
$4.47M +$3.52M +62,560 +743%
DM
16
Deerfield Management
New York
$3.39M +$3.03M +53,849 New
WHI
17
William Harris Investors
Illinois
$3.28M +$2.93M +52,000 New
SM
18
Sabby Management
Florida
$2.77M +$2.46M +43,750 New
Morgan Stanley
19
Morgan Stanley
New York
$2.6M +$1.93M +34,341 +493%
First Eagle Investment Management
20
First Eagle Investment Management
New York
$2.53M +$2.25M +40,000 New
BC
21
Broadfin Capital
New York
$2.52M +$2.25M +40,000 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$2.36M +$230K +4,091 +12%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$2.11M +$209K +3,703 +13%
MCM
24
McKinley Capital Management
Alaska
$2.08M +$2.2K +39 +0.1%
AWMDMG
25
Austin W. Marxe & David M. Greenhouse
New York
$2.01M +$1.79M +31,850 New
1
2 3 4 5

NVAX Hedge Fund Activity: Q3 2013 in Review

124 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2013, worth a combined $334M — up 135% from $142M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new NVAX positions and 5 closed out — a net gain of 36 holders — while 46 added to existing stakes and 18 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $13.9M. The largest seller was BlackRock Advisors, cutting an estimated $7.95M.

  • 124 institutional investors held Novavax (NVAX) as of Q3 2013, up from 89 in Q2 2013.
  • Funds reported $334M of Novavax stock for Q3 2013, up 135% quarter-over-quarter.
  • 41 funds opened new Novavax positions in Q3 2013 and 5 closed out, a net change of +36 holders.
  • The largest Novavax buyer in Q3 2013 was Wellington Management Group, an estimated $13.9M added.
  • The largest Novavax seller in Q3 2013 was BlackRock Advisors, an estimated $7.95M sold.

Based on aggregated 13F filings for Q3 2013.