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Novavax

225 hedge funds and large institutions have $448M invested in Novavax in 2023 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 66 increasing their positions, 54 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 32

22% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 54

6% more capital invested

Capital invested by funds: $422M → $448M (+$25.7M)

5% more funds holding

Funds holding: 215225 (+10)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.32% less ownership

Funds ownership: 65.82%65.5% (-0.32%)

7% less call options, than puts

Call options by funds: $102M | Put options by funds: $110M

Holders
225
Holders Change
+10
Holders Change %
+4.65%
% of All Funds
3.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
45
Increased
66
Reduced
54
Closed
32
Calls
$102M
Puts
$110M
Net Calls
-$7.77M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$83.6M +$7.82M +978,873 +9%
State Street
2
State Street
Massachusetts
$73.7M -$12M -1,504,811 -13%
BlackRock
3
BlackRock
New York
$51.2M +$576K +72,108 +1%
SCM
4
Shah Capital Management
North Carolina
$45.8M +$6.79M +850,000 +16%
Millennium Management
5
Millennium Management
New York
$18.5M +$19.9M +2,494,230 +4,006%
Morgan Stanley
6
Morgan Stanley
New York
$16.5M +$1.56M +194,694 +9%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$13.5M +$943K +117,971 +7%
Citigroup
8
Citigroup
New York
$11.3M +$8.8M +1,101,180 +237%
Balyasny Asset Management
9
Balyasny Asset Management
Illinois
$9.99M +$11M +1,380,009 New
Bank of America
10
Bank of America
North Carolina
$8.1M -$8.52M -1,066,247 -49%
DTC
11
Deep Track Capital
Connecticut
$7.24M +$7.99M +1,000,000 New
Rafferty Asset Management
12
Rafferty Asset Management
New York
$7.19M -$956K -119,603 -11%
TCMG
13
TSP Capital Management Group
New Jersey
$7M +$4.78M +598,600 +163%
Northern Trust
14
Northern Trust
Illinois
$6.27M -$33K -4,126 -0.5%
Charles Schwab
15
Charles Schwab
California
$5.09M +$410K +51,274 +8%
RSCM
16
Rock Springs Capital Management
Maryland
$4.69M +$887K +111,000 +21%
BNP Paribas Financial Markets
17
BNP Paribas Financial Markets
France
$4.22M +$1.26M +157,938 +37%
Goldman Sachs
18
Goldman Sachs
New York
$4.1M +$231K +28,956 +5%
Barclays
19
Barclays
United Kingdom
$4.01M +$97.8K +12,235 +2%
CF
20
Cantor Fitzgerald
New York
$3.8M +$4.19M +524,200 New
Federated Hermes
21
Federated Hermes
Pennsylvania
$3.34M +$1.92M +240,514 +109%
Allianz Asset Management
22
Allianz Asset Management
Germany
$3.15M +$325K +40,669 +10%
Jane Street
23
Jane Street
New York
$2.8M -$1.59M -199,101 -34%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$2.64M +$106K +13,326 +4%
CS
25
Credit Suisse
Switzerland
$2.42M -$828K -103,639 -24%

NVAX Hedge Fund Activity: Q3 2023 in Review

225 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q3 2023, worth a combined $448M — up 6.1% from $422M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new NVAX positions and 32 closed out — a net gain of 13 holders — while 66 added to existing stakes and 54 trimmed.

The largest buyer was Millennium Management, adding an estimated $19.9M. The largest seller was State Street, cutting an estimated $12M.

  • 225 institutional investors held Novavax (NVAX) as of Q3 2023, up from 215 in Q2 2023.
  • Funds reported $448M of Novavax stock for Q3 2023, up 6.1% quarter-over-quarter.
  • 45 funds opened new Novavax positions in Q3 2023 and 32 closed out, a net change of +13 holders.
  • The largest Novavax buyer in Q3 2023 was Millennium Management, an estimated $19.9M added.
  • The largest Novavax seller in Q3 2023 was State Street, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2023.