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Novavax

199 hedge funds and large institutions have $411M invested in Novavax in 2023 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 66 increasing their positions, 52 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 52

6.1% more ownership

Funds ownership: 65.5%71.6% (+6.1%)

1% more call options, than puts

Call options by funds: $69.1M | Put options by funds: $68.2M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less capital invested

Capital invested by funds: $448M → $411M (-$37.2M)

12% less funds holding

Funds holding: 225199 (-26)

47% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 51

Holders
199
Holders Change
-26
Holders Change %
-11.56%
% of All Funds
2.9%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
27
Increased
66
Reduced
52
Closed
51
Calls
$69.1M
Puts
$68.2M
Net Calls
+$965K
Net Calls Change
+$8.73M
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$80.5M +$40.4M +6,601,258 +65%
Vanguard Group
2
Vanguard Group
Pennsylvania
$69.9M +$18.4M +3,008,585 +26%
Morgan Stanley
3
Morgan Stanley
New York
$69.5M +$74.7M +12,207,779 +537%
BlackRock
4
BlackRock
New York
$40.5M +$8.38M +1,369,298 +19%
SCM
5
Shah Capital Management
North Carolina
$37.3M +$8.88M +1,450,000 +23%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$11M +$2.67M +436,530 +23%
Rafferty Asset Management
7
Rafferty Asset Management
New York
$7.74M +$3.79M +619,370 +62%
Coatue Management
8
Coatue Management
New York
$7.29M +$9.3M +1,519,594 New
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$6.57M +$5.24M +855,757 New
Bank of America
10
Bank of America
North Carolina
$6.37M +$1.28M +208,403 +19%
Citigroup
11
Citigroup
New York
$5.73M -$2.27M -371,196 -24%
TCMG
12
TSP Capital Management Group
New Jersey
$5.34M +$890K +145,350 +15%
Jane Street
13
Jane Street
New York
$5.26M +$4.34M +709,291 +183%
Northern Trust
14
Northern Trust
Illinois
$4.81M +$836K +136,576 +16%
Goldman Sachs
15
Goldman Sachs
New York
$4.15M +$1.82M +297,887 +53%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$4.14M +$1.7M +278,381 +48%
Barclays
17
Barclays
United Kingdom
$3.94M +$1.64M +267,886 +48%
Charles Schwab
18
Charles Schwab
California
$3.65M +$349K +56,983 +8%
Allianz Asset Management
19
Allianz Asset Management
Germany
$3.05M +$1.22M +199,771 +46%
RSCM
20
Rock Springs Capital Management
Maryland
$2.58M -$674K -110,075 -17%
CS
21
Credit Suisse
Switzerland
$2.17M +$729K +119,130 +36%
Millennium Management
22
Millennium Management
New York
$2.02M -$13.1M -2,136,070 -84%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$1.88M +$171K +27,906 +8%
N
24
Nuveen
North Carolina
$1.28M +$31.1K +5,076 +2%
PA
25
Profund Advisors
Maryland
$1.23M +$562K +91,857 +56%

NVAX Hedge Fund Activity: Q4 2023 in Review

199 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Novavax (NVAX) for Q4 2023, worth a combined $411M — down 8.3% from $448M a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of NVAX and 27 opened new positions — a net loss of 24 holders — while 52 trimmed existing stakes and 66 added.

The largest buyer was Morgan Stanley, adding an estimated $74.7M. The largest seller was Millennium Management, cutting an estimated $13.1M.

  • 199 institutional investors held Novavax (NVAX) as of Q4 2023, down from 225 in Q3 2023.
  • Funds reported $411M of Novavax stock for Q4 2023, down 8.3% quarter-over-quarter.
  • 27 funds opened new Novavax positions in Q4 2023 and 51 closed out, a net change of -24 holders.
  • The largest Novavax buyer in Q4 2023 was Morgan Stanley, an estimated $74.7M added.
  • The largest Novavax seller in Q4 2023 was Millennium Management, an estimated $13.1M sold.

Based on aggregated 13F filings for Q4 2023.