Ladenburg Thalmann Financial Services’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$213K	Sell	41,923 -7,784	-16%	-$39.1K	﹤0.01%	2444
2019 Q3	$250K	Sell	49,707 -4,098	-8%	-$20.7K	﹤0.01%	2299
2019 Q2	$276K	Sell	53,805 -19,493	-27%	-$96.7K	﹤0.01%	2223
2019 Q1	$355K	Buy	73,298 +12,547	+21%	+$59.7K	﹤0.01%	1955
2018 Q4	$266K	Buy	60,751 +1,598	+3%	+$7.27K	﹤0.01%	2019
2018 Q3	$282K	Buy	59,153 +3,500	+6%	+$16.8K	﹤0.01%	2034
2018 Q2	$267K	Hold	55,653	–	–	﹤0.01%	2007
2018 Q1	$267K	Sell	55,653 -858	-2%	-$4.24K	﹤0.01%	2007
2017 Q4	$287K	Buy	56,511 +7,361	+15%	+$37.2K	﹤0.01%	1926
2017 Q3	$251K	Buy	49,150 +10,732	+28%	+$54.8K	﹤0.01%	1927
2017 Q2	$195K	Sell	38,418 -534	-1%	-$2.75K	﹤0.01%	2039
2017 Q1	$196K	Buy	38,952 +657	+2%	+$3.35K	﹤0.01%	1931
2016 Q4	$191K	Buy	38,295 +697	+2%	+$3.44K	﹤0.01%	1855
2016 Q3	$190K	Sell	37,598 -2,541	-6%	-$12.7K	﹤0.01%	1795
2016 Q2	$197K	Sell	40,139 -15,586	-28%	-$74.4K	﹤0.01%	1697
2016 Q1	$261K	Sell	55,725 -159	-0.3%	-$720	﹤0.01%	1430
2015 Q4	$262K	Buy	55,884 +6,196	+12%	+$29.1K	﹤0.01%	1400
2015 Q3	$233K	Buy	49,688 +20	+0%	+$98	﹤0.01%	1384
2015 Q2	$256K	Sell	49,668 -1,461	-3%	-$7.78K	﹤0.01%	1431
2015 Q1	$272K	Buy	51,129 +11,231	+28%	+$60.3K	0.01%	1369
2014 Q4	$214K	Sell	39,898 -12,242	-23%	-$68.4K	﹤0.01%	1375
2014 Q3	$302K	Sell	52,140 -891	-2%	-$5.28K	0.01%	1009
2014 Q2	$323K	Buy	53,031 +1,302	+3%	+$7.89K	0.01%	963
2014 Q1	$313K	Buy	51,729 +6,097	+13%	+$36.5K	0.01%	913
2013 Q4	$271K	Buy	45,632 +5,332	+13%	+$31.9K	0.01%	928
2013 Q3	$241K	Sell	40,300 -1,657	-4%	-$9.68K	0.01%	933
2013 Q2	$249K	Buy	+41,957	New	+$265K	0.01%	888

Other funds holding HIO

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HIO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Western Asset High Income Opportunity Fund (HIO) stake by 16% in Q4 2019, selling an estimated $39.1K and leaving 41,923 shares worth $213K. The position accounts for ﹤0.01% of the portfolio, ranked #2444.

Ladenburg Thalmann Financial Services first reported a position in HIO in Q2 2013 and has held it in 27 quarters since. The position peaked at $355K in Q1 2019. 97 funds tracked by Wall St. Rank hold HIO as of Q4 2019.

Ladenburg Thalmann Financial Services held 41,923 shares of Western Asset High Income Opportunity Fund worth $213K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 7,784 Western Asset High Income Opportunity Fund shares in Q4 2019, an estimated $39.1K.
Western Asset High Income Opportunity Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2444 holding.
Ladenburg Thalmann Financial Services first reported a position in Western Asset High Income Opportunity Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Western Asset High Income Opportunity Fund position peaked at $355K in Q1 2019.
97 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.