We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
2351
Viavi Solutions
VIAV
$8.66B
$247K ﹤0.01%
16,434
+485
+3% +$7.26K
IBKR icon
2352
Interactive Brokers
IBKR
$40.5B
$246K ﹤0.01%
21,120
+1,064
+5% +$12.5K
TAYD icon
2353
Taylor Devices
TAYD
$180M
$245K ﹤0.01%
23,278
– –
EOD
2354
Allspring Global Dividend Opportunity Fund
EOD
$275M
$244K ﹤0.01%
43,191
-1,592
-4% -$8.74K
ITUB icon
2355
Itaú Unibanco
ITUB
$91.6B
$244K ﹤0.01%
36,605
+14,616
+66% +$91.6K
NG icon
2356
NovaGold Resources
NG
$2.55B
$244K ﹤0.01%
27,104
+8,393
+45% +$58.1K
AIEQ icon
2357
Amplify AI Powered Equity ETF
AIEQ
$120M
$243K ﹤0.01%
8,546
-471
-5% -$12.8K
NCA icon
2358
Nuveen California Municipal Value Fund
NCA
$298M
$243K ﹤0.01%
22,794
+6,700
+42% +$70.2K
TRUP icon
2359
Trupanion
TRUP
$1.11B
$243K ﹤0.01%
6,473
+914
+16% +$26.9K
DISH
2360
DELISTED
DISH Network Corp.
DISH
$243K ﹤0.01%
6,861
-1,230
-15% -$42.6K
CXT icon
2361
Crane NXT
CXT
$3.14B
$242K ﹤0.01%
8,070
+438
+6% +$12.5K
IPO icon
2362
Renaissance IPO ETF
IPO
$154M
$242K ﹤0.01%
7,802
-1,258
-14% -$37.5K
KRMA
2363
DELISTED
Global X Conscious Companies ETF
KRMA
$242K ﹤0.01%
10,225
– –
BBD icon
2364
Banco Bradesco
BBD
$38.3B
$241K ﹤0.01%
35,634
+5,206
+17% +$32.6K
EFAX icon
2365
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$495M
$241K ﹤0.01%
6,654
+214
+3% +$7.53K
EWG icon
2366
iShares MSCI Germany ETF
EWG
$1.56B
$241K ﹤0.01%
8,433
+1,191
+16% +$34K
PUI icon
2367
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.4M
$241K ﹤0.01%
7,002
-16,146
-70% -$549K
GBT
2368
DELISTED
Global Blood Therapeutics, Inc.
GBT
$240K ﹤0.01%
3,031
-1,109
-27% -$65.7K
AMH icon
2369
American Homes 4 Rent
AMH
$12.2B
$239K ﹤0.01%
9,128
+923
+11% +$24.1K
EVR icon
2370
Evercore
EVR
$13.2B
$239K ﹤0.01%
3,204
+106
+3% +$8.08K
RFEU
2371
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$239K ﹤0.01%
3,810
+40
+1% +$2.39K
CTT
2372
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$239K ﹤0.01%
21,206
-1,203
-5% -$13.7K
EUHY
2373
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$240M
$238K ﹤0.01%
4,648
+476
+11% +$24.3K
SSNC icon
2374
SS&C Technologies
SSNC
$18.8B
$238K ﹤0.01%
3,983
-1,563
-28% -$87.6K
TPYP icon
2375
Tortoise North American Pipeline ETF
TPYP
$868M
$238K ﹤0.01%
10,125
+2,625
+35% +$59.6K
93 94
95
96 97

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.