Ladenburg Thalmann Financial Services’s Renaissance IPO ETF IPO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio IPO Stock Details IPO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$242K	Sell	7,802 -1,258	-14%	-$37.5K	﹤0.01%	2364
2019 Q3	$256K	Buy	9,060 +569	+7%	+$17.7K	﹤0.01%	2275
2019 Q2	$268K	Sell	8,491 -100	-1%	-$3.09K	﹤0.01%	2239
2019 Q1	$262K	Buy	8,591 +7,720	+886%	+$218K	﹤0.01%	2188
2018 Q4	$20K	Hold	871	–	–	﹤0.01%	3869
2018 Q3	$27K	Sell	871 -184	-17%	-$5.59K	﹤0.01%	3713
2018 Q2	$30K	Hold	1,055	–	–	﹤0.01%	3602
2018 Q1	$30K	Buy	1,055 +311	+42%	+$8.93K	﹤0.01%	3602
2017 Q4	$21K	Hold	744	–	–	﹤0.01%	3761
2017 Q3	$20K	Buy	744 +53	+8%	+$1.37K	﹤0.01%	3678
2017 Q2	$17K	Buy	+691	New	+$16.9K	﹤0.01%	3702
2016 Q2	–	Sell	-500	Closed	-$10K	–	4782
2016 Q1	$10K	Sell	500 -500	-50%	-$9.06K	﹤0.01%	3702
2015 Q4	$21K	Hold	1,000	–	–	﹤0.01%	3188
2015 Q3	$20K	Hold	1,000	–	–	﹤0.01%	3105
2015 Q2	$24K	Hold	1,000	–	–	﹤0.01%	3113
2015 Q1	$24K	Hold	1,000	–	–	﹤0.01%	3077
2014 Q4	$23K	Hold	1,000	–	–	﹤0.01%	2899
2014 Q3	$23K	Hold	1,000	–	–	﹤0.01%	2549
2014 Q2	$23K	Hold	1,000	–	–	﹤0.01%	2549
2014 Q1	$22K	Sell	1,000 -500	-33%	-$11.2K	﹤0.01%	2506
2013 Q4	$33K	Buy	+1,500	New	+$31.1K	﹤0.01%	2212

Other funds holding IPO

MWM

Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return

Stevard LLC Chicago, Illinois $26.8M AUM 42.43% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

QWM

QP Wealth Management Eatontown, New Jersey $70.1M AUM

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's IPO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Renaissance IPO ETF (IPO) stake by 14% in Q4 2019, selling an estimated $37.5K and leaving 7,802 shares worth $242K. The position accounts for ﹤0.01% of the portfolio, ranked #2364.

Ladenburg Thalmann Financial Services first reported a position in IPO in Q4 2013 and has held it in 21 quarters since. The position peaked at $268K in Q2 2019. 29 funds tracked by Wall St. Rank hold IPO as of Q4 2019.

Ladenburg Thalmann Financial Services held 7,802 shares of Renaissance IPO ETF worth $242K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,258 Renaissance IPO ETF shares in Q4 2019, an estimated $37.5K.
Renaissance IPO ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2364 holding.
Ladenburg Thalmann Financial Services first reported a position in Renaissance IPO ETF in Q4 2013 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Renaissance IPO ETF position peaked at $268K in Q2 2019.
29 funds tracked by Wall St. Rank held Renaissance IPO ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.