Advisor Group’s Renaissance IPO ETF IPO Stock Holding History

Advisor Group’s Portfolio IPO Stock Details IPO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$470K	Sell	15,120 -4,863	-24%	-$145K	﹤0.01%	1717
2019 Q3	$562K	Buy	19,983 +17,503	+706%	+$545K	﹤0.01%	1526
2019 Q2	$78K	Sell	2,480 -2,572	-51%	-$79.5K	﹤0.01%	3048
2019 Q1	$154K	Sell	5,052 -10,069	-67%	-$285K	﹤0.01%	2497
2018 Q4	$352K	Buy	15,121 +11,999	+384%	+$311K	﹤0.01%	1653
2018 Q3	$94K	Buy	3,122 +2,522	+420%	+$76.6K	﹤0.01%	2803
2018 Q2	$18K	Hold	600	–	–	﹤0.01%	3769
2018 Q1	$17K	Buy	600 +64	+12%	+$1.84K	﹤0.01%	3780
2017 Q4	$15K	Hold	536	–	–	﹤0.01%	3856
2017 Q3	$14K	Sell	536 -111	-17%	-$2.87K	﹤0.01%	3771
2017 Q2	$17K	Sell	647 -441	-41%	-$10.8K	﹤0.01%	3597
2017 Q1	$26K	Buy	+1,088	New	+$24.1K	﹤0.01%	3187
2016 Q4	–	Sell	-800	Closed	-$17K	–	4562
2016 Q3	$17K	Hold	800	–	–	﹤0.01%	3254
2016 Q2	$15K	Buy	+800	New	+$15.7K	﹤0.01%	3251

Other funds holding IPO

MWM

Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return

Stevard LLC Chicago, Illinois $26.8M AUM 42.43% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

QWM

QP Wealth Management Eatontown, New Jersey $70.1M AUM

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Advisor Group's IPO Position: Q4 2019 in Review

Advisor Group reduced its Renaissance IPO ETF (IPO) stake by 24% in Q4 2019, selling an estimated $145K and leaving 15,120 shares worth $470K. The position accounts for ﹤0.01% of the portfolio, ranked #1717.

Advisor Group first reported a position in IPO in Q2 2016 and has held it in 14 quarters since. The position peaked at $562K in Q3 2019. 29 funds tracked by Wall St. Rank hold IPO as of Q4 2019.

Advisor Group held 15,120 shares of Renaissance IPO ETF worth $470K as of Q4 2019.
Advisor Group sold 4,863 Renaissance IPO ETF shares in Q4 2019, an estimated $145K.
Renaissance IPO ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1717 holding.
Advisor Group first reported a position in Renaissance IPO ETF in Q2 2016 and has held it in 14 quarters since.
Advisor Group's Renaissance IPO ETF position peaked at $562K in Q3 2019.
29 funds tracked by Wall St. Rank held Renaissance IPO ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.