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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRTN
2301
DELISTED
Triton International Limited
TRTN
$263K ﹤0.01%
6,523
-382
-6% -$14.1K
TIF
2302
DELISTED
Tiffany & Co.
TIF
$263K ﹤0.01%
1,966
-552
-22% -$65.2K
ATHM icon
2303
Autohome
ATHM
$2.65B
$262K ﹤0.01%
3,127
+2,274
+267% +$177K
CCJ icon
2304
Cameco
CCJ
$37.9B
$262K ﹤0.01%
29,478
-9,907
-25% -$91.6K
DIVY
2305
DELISTED
Reality Shares DIVS ETF
DIVY
$262K ﹤0.01%
9,782
-229
-2% -$6.13K
WBK
2306
DELISTED
Westpac Banking Corporation
WBK
$262K ﹤0.01%
15,402
-3,415
-18% -$61.8K
BDEC icon
2307
Innovator US Equity Buffer ETF December
BDEC
$217M
$261K ﹤0.01%
+9,700
New +$258K
FOXA icon
2308
Fox Class A
FOXA
$24.2B
$261K ﹤0.01%
7,037
+4,990
+244% +$171K
AXS icon
2309
AXIS Capital
AXS
$8.79B
$260K ﹤0.01%
4,436
+1,545
+53% +$93.5K
DK icon
2310
Delek US
DK
$3.85B
$260K ﹤0.01%
7,736
+294
+4% +$10.6K
UPWK icon
2311
Upwork
UPWK
$1.21B
$260K ﹤0.01%
24,382
+12,193
+100% +$154K
ARKQ icon
2312
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$259K ﹤0.01%
7,096
-13,615
-66% -$466K
CUBE icon
2313
CubeSmart
CUBE
$9.62B
$259K ﹤0.01%
8,214
+443
+6% +$14.2K
FXR icon
2314
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
$259K ﹤0.01%
5,718
+614
+12% +$26.8K
LEVI icon
2315
Levi Strauss
LEVI
$9.8B
$259K ﹤0.01%
13,456
+8,454
+169% +$151K
SMFG icon
2316
Sumitomo Mitsui Financial
SMFG
$163B
$258K ﹤0.01%
34,730
+1,793
+5% +$12.9K
BSDE
2317
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$258K ﹤0.01%
9,695
+7,450
+332% +$198K
AOS icon
2318
A.O. Smith
AOS
$8.82B
$257K ﹤0.01%
5,507
-214
-4% -$10.4K
SFL icon
2319
SFL Corp
SFL
$1.61B
$257K ﹤0.01%
17,638
+1,795
+11% +$26K
UCC icon
2320
ProShares Ultra Consumer Discretionary
UCC
$9.85M
$257K ﹤0.01%
8,672
-32
-0.4% -$897
UNG icon
2321
United States Natural Gas Fund
UNG
$444M
$257K ﹤0.01%
3,795
+215
+6% +$16.7K
AVNS icon
2322
Avanos Medical
AVNS
$256K ﹤0.01%
7,695
+15
+0.2% +$543
III icon
2323
Information Services Group
III
$199M
$256K ﹤0.01%
101,320
+9,800
+11% +$23.3K
JRS icon
2324
Nuveen Real Estate Income Fund
JRS
$256M
$256K ﹤0.01%
24,128
-1,175
-5% -$12.6K
FHN icon
2325
First Horizon
FHN
$12.3B
$255K ﹤0.01%
15,330
-572
-4% -$9.28K
91 92
93
94 95

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.