Ladenburg Thalmann Financial Services’s ARK Autonomous Technology & Robotics ETF ARKQ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ARKQ Stock Details ARKQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$259K	Sell	7,096 -13,615	-66%	-$466K	﹤0.01%	2313
2019 Q3	$657K	Buy	20,711 +3,132	+18%	+$101K	﹤0.01%	1549
2019 Q2	$594K	Sell	17,579 -214	-1%	-$7.05K	﹤0.01%	1609
2019 Q1	$605K	Buy	17,793 +5,018	+39%	+$166K	﹤0.01%	1549
2018 Q4	$377K	Sell	12,775 -257	-2%	-$8.35K	﹤0.01%	1748
2018 Q3	$469K	Sell	13,032 -6,645	-34%	-$239K	﹤0.01%	1653
2018 Q2	$646K	Hold	19,677	–	–	0.01%	1367
2018 Q1	$646K	Buy	19,677 +2,556	+15%	+$89.7K	0.01%	1367
2017 Q4	$564K	Buy	17,121 +6,546	+62%	+$218K	0.01%	1464
2017 Q3	$337K	Buy	10,575 +2,251	+27%	+$67K	﹤0.01%	1717
2017 Q2	$234K	Buy	8,324 +3,314	+66%	+$90.9K	﹤0.01%	1903
2017 Q1	$124K	Buy	5,010 +710	+17%	+$16.9K	﹤0.01%	2253
2016 Q4	$94K	Hold	4,300	–	–	﹤0.01%	2368
2016 Q3	$96K	Buy	4,300 +800	+23%	+$16.8K	﹤0.01%	2285
2016 Q2	$67K	Hold	3,500	–	–	﹤0.01%	2453
2016 Q1	$66K	Buy	3,500 +2,500	+250%	+$42.4K	﹤0.01%	2374
2015 Q4	$19K	Buy	+1,000	New	+$19K	﹤0.01%	3256

Other funds holding ARKQ

HFM

Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAS

Cascadia Advisory Services Portland, Oregon $493M AUM

Ladenburg Thalmann Financial Services's ARKQ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ARK Autonomous Technology & Robotics ETF (ARKQ) stake by 66% in Q4 2019, selling an estimated $466K and leaving 7,096 shares worth $259K. The position accounts for ﹤0.01% of the portfolio, ranked #2313.

Ladenburg Thalmann Financial Services first reported a position in ARKQ in Q4 2015 and has held it in 17 quarters since. The position peaked at $657K in Q3 2019. 44 funds tracked by Wall St. Rank hold ARKQ as of Q4 2019.

Ladenburg Thalmann Financial Services held 7,096 shares of ARK Autonomous Technology & Robotics ETF worth $259K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 13,615 ARK Autonomous Technology & Robotics ETF shares in Q4 2019, an estimated $466K.
ARK Autonomous Technology & Robotics ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2313 holding.
Ladenburg Thalmann Financial Services first reported a position in ARK Autonomous Technology & Robotics ETF in Q4 2015 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's ARK Autonomous Technology & Robotics ETF position peaked at $657K in Q3 2019.
44 funds tracked by Wall St. Rank held ARK Autonomous Technology & Robotics ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.