We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
2251
VanEck BDC Income ETF
BIZD
$1.62B
$280K ﹤0.01%
16,769
-20,640
-55% -$342K
E icon
2252
ENI
E
$72.9B
$280K ﹤0.01%
9,012
-1,879
-17% -$57.5K
ELS icon
2253
Equity Lifestyle Properties
ELS
$12.8B
$280K ﹤0.01%
3,974
+160
+4% +$11.1K
FCEF icon
2254
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$80.6M
$280K ﹤0.01%
12,206
-5,000
-29% -$112K
OEFA
2255
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$36.1M
$279K ﹤0.01%
10,899
-561
-5% -$13.8K
SEE
2256
DELISTED
Sealed Air
SEE
$278K ﹤0.01%
6,987
-340
-5% -$13.5K
SMBK icon
2257
SmartFinancial
SMBK
$908M
$278K ﹤0.01%
11,780
– –
SPXL icon
2258
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.57B
$278K ﹤0.01%
4,213
+1,090
+35% +$63.1K
VRNS icon
2259
Varonis Systems
VRNS
$5.13B
$278K ﹤0.01%
10,713
+171
+2% +$4.06K
JMF
2260
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$278K ﹤0.01%
35,867
+2,200
+7% +$17K
BFOR icon
2261
Barron's 400 ETF
BFOR
$231M
$277K ﹤0.01%
25,876
-1,948
-7% -$20K
EPAM icon
2262
EPAM Systems
EPAM
$5.25B
$277K ﹤0.01%
1,302
-177
-12% -$34.8K
FOXF icon
2263
Fox Factory Holding Corp
FOXF
$801M
$277K ﹤0.01%
3,979
-1,161
-23% -$74.9K
TAST
2264
DELISTED
Carrols Restaurant Group, Inc.
TAST
$277K ﹤0.01%
39,299
+950
+2% +$6.94K
JDIV
2265
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
$276K ﹤0.01%
9,878
+5,787
+141% +$158K
DBEU icon
2266
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$771M
$275K ﹤0.01%
8,847
-792
-8% -$24K
INBK icon
2267
First Internet Bancorp
INBK
$236M
$275K ﹤0.01%
11,325
-10,232
-47% -$233K
PTLA
2268
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$275K ﹤0.01%
11,498
-270
-2% -$7.45K
GMZ
2269
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$275K ﹤0.01%
6,470
-514
-7% -$21.9K
CSWC icon
2270
Capital Southwest
CSWC
$1.48B
$274K ﹤0.01%
13,204
+327
+3% +$7.08K
OMCL icon
2271
Omnicell
OMCL
$1.96B
$274K ﹤0.01%
3,352
+1,348
+67% +$103K
SPMB icon
2272
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
$274K ﹤0.01%
11,607
-21,491
-65% -$563K
VSEC icon
2273
VSE Corp
VSEC
$5.59B
$274K ﹤0.01%
7,200
– –
SIVB
2274
DELISTED
SVB Financial Group
SIVB
$274K ﹤0.01%
1,089
+108
+11% +$24.6K
ESPO icon
2275
VanEck Video Gaming and eSports ETF
ESPO
$244M
$272K ﹤0.01%
7,128
+3,362
+89% +$119K
89 90
91
92 93

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.