Ladenburg Thalmann Financial Services’s First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF FCEF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FCEF Stock Details FCEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$280K	Sell	12,206 -5,000	-29%	-$112K	﹤0.01%	2254
2019 Q3	$382K	Sell	17,206 -2,000	-10%	-$44K	﹤0.01%	1968
2019 Q2	$423K	Buy	19,206 +500	+3%	+$10.8K	﹤0.01%	1881
2019 Q1	$400K	Buy	18,706 +10	+0.1%	+$208	﹤0.01%	1861
2018 Q4	$353K	Sell	18,696 -700	-4%	-$14.2K	﹤0.01%	1801
2018 Q3	$427K	Sell	19,396 -6,199	-24%	-$137K	﹤0.01%	1723
2018 Q2	$547K	Hold	25,595	–	–	0.01%	1492
2018 Q1	$547K	Buy	25,595 +2,429	+10%	+$53K	0.01%	1492
2017 Q4	$510K	Buy	23,166 +6,443	+39%	+$141K	﹤0.01%	1535
2017 Q3	$369K	Buy	16,723 +2,730	+20%	+$59.2K	﹤0.01%	1653
2017 Q2	$300K	Buy	13,993 +3,268	+30%	+$69.6K	﹤0.01%	1735
2017 Q1	$223K	Buy	10,725 +725	+7%	+$15K	﹤0.01%	1828
2016 Q4	$200K	Buy	+10,000	New	+$197K	﹤0.01%	1824

Other funds holding FCEF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIAS

Capital Investment Advisory Services Raleigh, North Carolina $1.37B AUM 20.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LexAurum Advisors Overland Park, Kansas $866M AUM

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FCEF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF (FCEF) stake by 29% in Q4 2019, selling an estimated $112K and leaving 12,206 shares worth $280K. The position accounts for ﹤0.01% of the portfolio, ranked #2254.

Ladenburg Thalmann Financial Services first reported a position in FCEF in Q4 2016 and has held it in 13 quarters since. The position peaked at $547K in Q2 2018. 20 funds tracked by Wall St. Rank hold FCEF as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,206 shares of First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF worth $280K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 5,000 First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF shares in Q4 2019, an estimated $112K.
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2254 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF in Q4 2016 and has held it in 13 quarters since.
Ladenburg Thalmann Financial Services's First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF position peaked at $547K in Q2 2018.
20 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.