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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGE icon
2201
ProShares Ultra Consumer Staples
UGE
$12.8M
$302K ﹤0.01%
22,660
-100
-0.4% -$1.23K
WHLRP
2202
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$301K ﹤0.01%
27,365
-116
-0.4% -$1.38K
NEWR
2203
DELISTED
New Relic, Inc.
NEWR
$301K ﹤0.01%
4,593
-380
-8% -$24.7K
GEN icon
2204
Gen Digital
GEN
$16.6B
$299K ﹤0.01%
11,721
-3,349
-22% -$81.8K
MLPX icon
2205
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$299K ﹤0.01%
8,128
-3,187
-28% -$112K
WB icon
2206
Weibo
WB
$1.95B
$299K ﹤0.01%
6,327
+948
+18% +$44.4K
HRB icon
2207
H&R Block
HRB
$5.7B
$298K ﹤0.01%
12,721
-5,371
-30% -$129K
AUTL
2208
Autolus Therapeutics
AUTL
$383M
$297K ﹤0.01%
+22,500
New +$295K
RSPF icon
2209
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$310M
$297K ﹤0.01%
6,342
-18
-0.3% -$811
STRL icon
2210
Sterling Infrastructure
STRL
$16.4B
$297K ﹤0.01%
21,103
+1,924
+10% +$29K
VVV icon
2211
Valvoline
VVV
$5.13B
$297K ﹤0.01%
13,840
-6,390
-32% -$141K
OLD
2212
DELISTED
The Long-Term Care ETF
OLD
$297K ﹤0.01%
9,687
-6,170
-39% -$188K
SDAG
2213
DELISTED
IQ Short Duration Enhanced Core Bond U.S. ETF
SDAG
$297K ﹤0.01%
11,583
– –
CBB.PRB
2214
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$297K ﹤0.01%
6,248
-791
-11% -$28.4K
CET
2215
Central Securities Corp
CET
$1.56B
$296K ﹤0.01%
8,934
+378
+4% +$12.2K
FDM icon
2216
First Trust Dow Jones Select MicroCap Index Fund
FDM
$265M
$296K ﹤0.01%
5,902
-390
-6% -$18.5K
CDK
2217
DELISTED
CDK Global, Inc.
CDK
$296K ﹤0.01%
5,585
-2,602
-32% -$134K
HST icon
2218
Host Hotels & Resorts
HST
$17.4B
$295K ﹤0.01%
15,953
+2,327
+17% +$40.2K
AIV
2219
Aimco
AIV
$377M
$294K ﹤0.01%
42,744
-9,901
-19% -$70K
INGN icon
2220
Inogen
INGN
$174M
$294K ﹤0.01%
4,311
-101
-2% -$6.33K
QLTA icon
2221
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.25B
$294K ﹤0.01%
5,377
+35
+0.7% +$1.91K
FNDB icon
2222
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.43B
$293K ﹤0.01%
20,931
-1,086
-5% -$14.7K
SUSC icon
2223
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.3B
$293K ﹤0.01%
11,073
+2,928
+36% +$77.2K
EOT
2224
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$292K ﹤0.01%
13,500
-2,500
-16% -$56.5K
FNDC icon
2225
Schwab Fundamental International Small Company Index ETF
FNDC
$3.02B
$292K ﹤0.01%
9,036
-5,874
-39% -$189K
87 88
89
90 91

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.