Ladenburg Thalmann Financial Services’s iShares ESG Aware USD Corporate Bond ETF SUSC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SUSC Stock Details SUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$293K	Buy	11,073 +2,928	+36%	+$77.2K	﹤0.01%	2223
2019 Q3	$214K	Buy	8,145 +7,019	+623%	+$183K	﹤0.01%	2402
2019 Q2	$29K	Buy	1,126 +20	+2%	+$502	﹤0.01%	3834
2019 Q1	$28K	Hold	1,106	–	–	﹤0.01%	3803
2018 Q4	$27K	Hold	1,106	–	–	﹤0.01%	3692
2018 Q3	$27K	Buy	+1,106	New	+$26.8K	﹤0.01%	3723

Other funds holding SUSC

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RWP

RWA Wealth Partners Newton, Massachusetts $9.14B AUM 16.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

HHGA

Halbert Hargrove Global Advisors Long Beach, California $2.31B AUM 21.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SUSC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its iShares ESG Aware USD Corporate Bond ETF (SUSC) stake by 36% in Q4 2019, buying an estimated $77.2K and bringing the position to 11,073 shares worth $293K. The position accounts for ﹤0.01% of the portfolio, ranked #2223.

Ladenburg Thalmann Financial Services first reported a position in SUSC in Q3 2018 and has held it in 6 quarters since. 51 funds tracked by Wall St. Rank hold SUSC as of Q4 2019.

Ladenburg Thalmann Financial Services held 11,073 shares of iShares ESG Aware USD Corporate Bond ETF worth $293K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2,928 iShares ESG Aware USD Corporate Bond ETF shares in Q4 2019, an estimated $77.2K.
iShares ESG Aware USD Corporate Bond ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2223 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares ESG Aware USD Corporate Bond ETF in Q3 2018 and has held it in 6 quarters since.
51 funds tracked by Wall St. Rank held iShares ESG Aware USD Corporate Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.