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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
2151
Rayonier
RYN
$6.62B
$324K ﹤0.01%
10,884
-1,608
-13% -$43.8K
WAFD icon
2152
WaFd
WAFD
$2.72B
$324K ﹤0.01%
8,888
-196
-2% -$7.2K
DSU icon
2153
BlackRock Debt Strategies Fund
DSU
$591M
$323K ﹤0.01%
28,809
-417
-1% -$4.53K
SHRY icon
2154
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
$323K ﹤0.01%
12,914
-1,753
-12% -$41.8K
SWN
2155
DELISTED
Southwestern Energy Company
SWN
$323K ﹤0.01%
134,352
-15,055
-10% -$31.1K
AZPN
2156
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$323K ﹤0.01%
2,666
+66
+3% +$8K
GNTX icon
2157
Gentex
GNTX
$5.12B
$322K ﹤0.01%
14,120
-19,102
-57% -$538K
JNPR
2158
DELISTED
Juniper Networks
JNPR
$322K ﹤0.01%
13,049
-1,026
-7% -$25.2K
SOCL icon
2159
Global X Social Media ETF
SOCL
$91.7M
$322K ﹤0.01%
9,311
+2,570
+38% +$84K
ONB icon
2160
Old National Bancorp
ONB
$10.2B
$321K ﹤0.01%
17,550
-6
-0% -$108
AA icon
2161
Alcoa
AA
$11.7B
$320K ﹤0.01%
14,910
+540
+4% +$11.2K
BSBR icon
2162
Santander
BSBR
$41.1B
$320K ﹤0.01%
27,446
-1,826
-6% -$19.6K
FCT
2163
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$320K ﹤0.01%
25,483
-1,498
-6% -$18.1K
JBL icon
2164
Jabil
JBL
$31.6B
$320K ﹤0.01%
7,727
-87
-1% -$3.34K
PBJ icon
2165
Invesco Food & Beverage ETF
PBJ
$111M
$320K ﹤0.01%
9,299
-2,071
-18% -$70.4K
PHT
2166
DELISTED
Pioneer High Income Fund
PHT
$320K ﹤0.01%
33,589
+1,322
+4% +$12.3K
TFSL icon
2167
TFS Financial
TFSL
$5.16B
$320K ﹤0.01%
16,257
-403
-2% -$7.78K
IGA
2168
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$319K ﹤0.01%
30,450
– –
SVVC
2169
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$319K ﹤0.01%
49,679
+9,178
+23% +$60.7K
BNDW icon
2170
Vanguard Total World Bond ETF
BNDW
$1.89B
$318K ﹤0.01%
4,043
+3,672
+990% +$293K
BRX icon
2171
Brixmor Property Group
BRX
$9.88B
$318K ﹤0.01%
14,957
+1,589
+12% +$33.9K
PFPT
2172
DELISTED
Proofpoint, Inc.
PFPT
$317K ﹤0.01%
2,821
+1,316
+87% +$157K
GOOS
2173
Canada Goose Holdings
GOOS
$900M
$314K ﹤0.01%
8,708
+5,951
+216% +$230K
LIT icon
2174
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$313K ﹤0.01%
11,492
-3,661
-24% -$93.5K
VC icon
2175
Visteon
VC
$2.86B
$313K ﹤0.01%
3,614
-734
-17% -$65.4K
85 86
87
88 89

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.