Ladenburg Thalmann Financial Services’s Global X Lithium & Battery Tech ETF LIT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio LIT Stock Details LIT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$313K	Sell	11,492 -3,661	-24%	-$93.5K	﹤0.01%	2174
2019 Q3	$370K	Sell	15,153 -9,748	-39%	-$242K	﹤0.01%	2001
2019 Q2	$650K	Buy	24,901 +4,532	+22%	+$122K	﹤0.01%	1534
2019 Q1	$577K	Sell	20,369 -2,463	-11%	-$70.2K	﹤0.01%	1594
2018 Q4	$616K	Sell	22,832 -2,773	-11%	-$84.3K	0.01%	1379
2018 Q3	$844K	Sell	25,605 -1,639	-6%	-$53K	0.01%	1231
2018 Q2	$898K	Hold	27,244	–	–	0.01%	1137
2018 Q1	$898K	Buy	27,244 +2,553	+10%	+$93.1K	0.01%	1137
2017 Q4	$957K	Buy	24,691 +12,448	+102%	+$490K	0.01%	1101
2017 Q3	$458K	Buy	12,243 +5,372	+78%	+$177K	0.01%	1531
2017 Q2	$200K	Buy	6,871 +5,173	+305%	+$150K	﹤0.01%	2023
2017 Q1	$48K	Buy	1,698 +1,598	+1,598%	+$42.4K	﹤0.01%	2947
2016 Q4	$2K	Hold	100	–	–	﹤0.01%	4540
2016 Q3	$2K	Sell	100 -3,499	-97%	-$86.8K	﹤0.01%	4484
2016 Q2	$90K	Buy	+3,599	New	+$84.5K	﹤0.01%	2227

Other funds holding LIT

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's LIT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Global X Lithium & Battery Tech ETF (LIT) stake by 24% in Q4 2019, selling an estimated $93.5K and leaving 11,492 shares worth $313K. The position accounts for ﹤0.01% of the portfolio, ranked #2174.

Ladenburg Thalmann Financial Services first reported a position in LIT in Q2 2016 and has held it in 15 quarters since. The position peaked at $957K in Q4 2017. 98 funds tracked by Wall St. Rank hold LIT as of Q4 2019.

Ladenburg Thalmann Financial Services held 11,492 shares of Global X Lithium & Battery Tech ETF worth $313K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,661 Global X Lithium & Battery Tech ETF shares in Q4 2019, an estimated $93.5K.
Global X Lithium & Battery Tech ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2174 holding.
Ladenburg Thalmann Financial Services first reported a position in Global X Lithium & Battery Tech ETF in Q2 2016 and has held it in 15 quarters since.
Ladenburg Thalmann Financial Services's Global X Lithium & Battery Tech ETF position peaked at $957K in Q4 2017.
98 funds tracked by Wall St. Rank held Global X Lithium & Battery Tech ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.