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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
2126
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$334K ﹤0.01%
20,279
-329
-2% -$5.23K
UPW icon
2127
ProShares Ultra Utilities
UPW
$18.4M
$334K ﹤0.01%
19,236
-1,148
-6% -$19.3K
OLN icon
2128
Olin
OLN
$2.45B
$333K ﹤0.01%
19,351
+2,818
+17% +$50.4K
WOOD icon
2129
iShares Global Timber & Forestry ETF
WOOD
$266M
$333K ﹤0.01%
5,100
+1,814
+55% +$116K
BBWI icon
2130
Bath & Body Works
BBWI
$4.14B
$332K ﹤0.01%
22,756
-2,461
-10% -$35.5K
HP icon
2131
Helmerich & Payne
HP
$3.29B
$331K ﹤0.01%
7,393
-731
-9% -$29.3K
USCR
2132
DELISTED
U S Concrete, Inc.
USCR
$331K ﹤0.01%
7,944
-1,907
-19% -$87.3K
IBP icon
2133
Installed Building Products
IBP
$6.4B
$330K ﹤0.01%
4,788
-227
-5% -$15.3K
RNDM
2134
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$330K ﹤0.01%
6,297
-109
-2% -$5.57K
FNK icon
2135
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$328K ﹤0.01%
9,207
-956
-9% -$33.2K
BEAT
2136
DELISTED
BioTelemetry, Inc.
BEAT
$328K ﹤0.01%
7,088
-534
-7% -$23.1K
ENTG icon
2137
Entegris
ENTG
$18.1B
$327K ﹤0.01%
6,459
+4,451
+222% +$215K
FPL
2138
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$327K ﹤0.01%
35,022
-114
-0.3% -$993
CHWY icon
2139
Chewy
CHWY
$9.34B
$326K ﹤0.01%
12,341
-3,033
-20% -$77.6K
ELD icon
2140
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$326K ﹤0.01%
9,801
-783
-7% -$27.5K
IBUY icon
2141
Amplify Online Retail ETF
IBUY
$112M
$326K ﹤0.01%
6,349
-24,640
-80% -$1.2M
IPGP icon
2142
IPG Photonics
IPGP
$3.51B
$326K ﹤0.01%
2,245
-149
-6% -$20.7K
ITT icon
2143
ITT
ITT
$17.6B
$326K ﹤0.01%
4,404
-51
-1% -$3.39K
LSCC icon
2144
Lattice Semiconductor
LSCC
$16.3B
$326K ﹤0.01%
16,845
+10,006
+146% +$192K
AKS
2145
DELISTED
AK Steel Holding Corp
AKS
$326K ﹤0.01%
98,987
-7,337
-7% -$20.3K
CMBS icon
2146
iShares CMBS ETF
CMBS
$473M
$325K ﹤0.01%
6,148
-92
-1% -$4.89K
OXSQ icon
2147
Oxford Square Capital
OXSQ
$146M
$325K ﹤0.01%
59,716
+33,500
+128% +$185K
USFD icon
2148
US Foods
USFD
$22.4B
$325K ﹤0.01%
7,780
+115
+2% +$4.62K
XRAY icon
2149
Dentsply Sirona
XRAY
$2.68B
$325K ﹤0.01%
5,719
-1,555
-21% -$86.7K
ATH
2150
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$325K ﹤0.01%
6,912
-411
-6% -$17.9K
84 85
86
87 88

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.