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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTY
2076
Getty Realty Corp
GTY
$2.13B
$358K ﹤0.01%
10,903
+603
+6% +$19.8K
IBMI
2077
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$358K ﹤0.01%
14,025
-1,460
-9% -$37.3K
SR icon
2078
Spire
SR
$4.95B
$357K ﹤0.01%
4,281
+524
+14% +$42.9K
NBIS
2079
Nebius Group N.V.
NBIS
$43.3B
$357K ﹤0.01%
8,135
-247
-3% -$9.21K
BRG
2080
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$357K ﹤0.01%
29,647
-33,248
-53% -$396K
PSXP
2081
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$357K ﹤0.01%
5,781
-98
-2% -$5.53K
AMBA icon
2082
Ambarella
AMBA
$3.04B
$355K ﹤0.01%
5,921
-1,685
-22% -$93.3K
BGT icon
2083
BlackRock Floating Rate Income Trust
BGT
$322M
$355K ﹤0.01%
27,559
+23,225
+536% +$291K
VTHR icon
2084
Vanguard Russell 3000 ETF
VTHR
$4.65B
$355K ﹤0.01%
2,865
+172
+6% +$24.1K
IEO icon
2085
iShares US Oil & Gas Exploration & Production ETF
IEO
$550M
$353K ﹤0.01%
6,388
+190
+3% +$9.85K
IGE icon
2086
iShares North American Natural Resources ETF
IGE
$728M
$353K ﹤0.01%
11,732
-1,050
-8% -$30.6K
XMPT icon
2087
VanEck CEF Muni Income ETF
XMPT
$220M
$353K ﹤0.01%
12,800
-109
-0.8% -$2.99K
BSJO
2088
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$353K ﹤0.01%
13,829
-313
-2% -$7.88K
BME icon
2089
BlackRock Health Sciences Trust
BME
$566M
$351K ﹤0.01%
8,246
-352
-4% -$14K
KNG icon
2090
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
$351K ﹤0.01%
+7,578
New +$343K
IBDC
2091
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$351K ﹤0.01%
13,503
+2,345
+21% +$61.2K
BTO
2092
John Hancock Financial Opportunities Fund
BTO
$817M
$350K ﹤0.01%
9,658
-1,170
-11% -$40K
CHH icon
2093
Choice Hotels
CHH
$5.22B
$349K ﹤0.01%
3,380
-56
-2% -$5.23K
CXW icon
2094
CoreCivic
CXW
$3.05B
$349K ﹤0.01%
20,060
+471
+2% +$7.46K
GGN
2095
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$761M
$349K ﹤0.01%
73,333
-13,540
-16% -$57.7K
GNMA icon
2096
iShares GNMA Bond ETF
GNMA
$425M
$349K ﹤0.01%
6,951
-556
-7% -$27.9K
OMP
2097
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$349K ﹤0.01%
20,384
+19,984
+4,996% +$334K
GSG icon
2098
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$348K ﹤0.01%
21,435
-1,798
-8% -$27.9K
BKN
2099
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$347K ﹤0.01%
22,319
-4,615
-17% -$71.3K
TCF
2100
DELISTED
TCF Financial Corporation Common Stock
TCF
$347K ﹤0.01%
7,392
+2,467
+50% +$102K
82 83
84
85 86

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.