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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
2026
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
$387K ﹤0.01%
13,249
+2,993
+29% +$81.7K
CALY
2027
Callaway Golf Company
CALY
$3.28B
$386K ﹤0.01%
18,201
+15,248
+516% +$312K
HYLD
2028
DELISTED
High Yield ETF
HYLD
$386K ﹤0.01%
11,502
+3,407
+42% +$114K
EDD
2029
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$378M
$385K ﹤0.01%
55,076
+1,677
+3% +$11.5K
MTT
2030
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$384K ﹤0.01%
18,350
+851
+5% +$18.3K
DBI icon
2031
Designer Brands
DBI
$298M
$380K ﹤0.01%
24,120
+4,423
+22% +$73.3K
DMF
2032
DELISTED
BNY Mellon Municipal Income
DMF
$380K ﹤0.01%
42,573
+3,712
+10% +$33.2K
TGH
2033
DELISTED
Textainer Group Holdings limited
TGH
$380K ﹤0.01%
35,449
+1,000
+3% +$9.75K
IBMJ
2034
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$380K ﹤0.01%
14,728
+1,715
+13% +$44.2K
ODFL icon
2035
Old Dominion Freight Line
ODFL
$47.2B
$379K ﹤0.01%
5,991
-846
-12% -$51.9K
MORN icon
2036
Morningstar
MORN
$6.94B
$378K ﹤0.01%
2,498
-422
-14% -$64.8K
CVY icon
2037
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$377K ﹤0.01%
16,090
-780
-5% -$17.7K
OVV icon
2038
Ovintiv
OVV
$16.6B
$377K ﹤0.01%
16,058
+1,389
+9% +$29.7K
Z icon
2039
Zillow
Z
$7.32B
$377K ﹤0.01%
8,297
+2,573
+45% +$95.9K
SNA icon
2040
Snap-on
SNA
$21.1B
$376K ﹤0.01%
2,716
+704
+35% +$115K
WTRE icon
2041
WisdomTree New Economy Real Estate Fund
WTRE
$15.6M
$376K ﹤0.01%
12,080
+1,285
+12% +$39.1K
AAIC
2042
DELISTED
Arlington Asset Investment Corp.
AAIC
$376K ﹤0.01%
67,395
+52,046
+339% +$296K
HNI icon
2043
HNI Corp
HNI
$3.09B
$375K ﹤0.01%
10,000
-5,046
-34% -$193K
FSLR icon
2044
First Solar
FSLR
$22.1B
$374K ﹤0.01%
7,113
-3,539
-33% -$194K
X
2045
DELISTED
US Steel
X
$374K ﹤0.01%
32,864
+1,128
+4% +$14K
ACRE
2046
Ares Commercial Real Estate
ACRE
$257M
$373K ﹤0.01%
23,592
+332
+1% +$5.15K
AVA icon
2047
Avista
AVA
$3.43B
$373K ﹤0.01%
7,937
-4,757
-37% -$227K
HEZU icon
2048
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$568M
$372K ﹤0.01%
11,695
+698
+6% +$22K
TY icon
2049
TRI-Continental Corp
TY
$1.86B
$372K ﹤0.01%
13,107
+661
+5% +$18.4K
BBDC icon
2050
Barings BDC
BBDC
$868M
$370K ﹤0.01%
35,984
-32,717
-48% -$336K
80 81
82
83 84

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.