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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
2001
DELISTED
Patterson Companies, Inc.
PDCO
$401K ﹤0.01%
19,530
-6,079
-24% -$115K
DEEF icon
2002
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.9M
$400K ﹤0.01%
13,912
-2,153
-13% -$60.3K
GFI icon
2003
Gold Fields
GFI
$29.4B
$400K ﹤0.01%
60,570
-150
-0.2% -$850
ABMD
2004
DELISTED
Abiomed Inc
ABMD
$400K ﹤0.01%
2,352
-313
-12% -$58K
CIT
2005
DELISTED
CIT Group Inc.
CIT
$400K ﹤0.01%
8,803
-915
-9% -$41K
GNT
2006
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$398K ﹤0.01%
66,724
+7,019
+12% +$41.5K
IXC icon
2007
iShares Global Energy ETF
IXC
$2.71B
$398K ﹤0.01%
12,853
-3,355
-21% -$103K
COLB icon
2008
Columbia Banking Systems
COLB
$8.74B
$397K ﹤0.01%
9,740
-397
-4% -$15.5K
ATSG
2009
DELISTED
Air Transport Services Group
ATSG
$397K ﹤0.01%
16,925
-385
-2% -$8.63K
MTZ icon
2010
MasTec
MTZ
$26.6B
$396K ﹤0.01%
6,195
+4,067
+191% +$268K
NYT icon
2011
New York Times
NYT
$11.7B
$396K ﹤0.01%
12,306
+16
+0.1% +$497
WEN icon
2012
Wendy's
WEN
$1.39B
$396K ﹤0.01%
17,793
+1,401
+9% +$29.7K
CACC icon
2013
Credit Acceptance
CACC
$5.78B
$395K ﹤0.01%
894
-72
-7% -$31.7K
NULV icon
2014
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$393K ﹤0.01%
12,008
+2,382
+25% +$76.2K
HMC icon
2015
Honda
HMC
$37.8B
$392K ﹤0.01%
13,811
-2,653
-16% -$73.9K
PSP icon
2016
Invesco Global Listed Private Equity ETF
PSP
$230M
$391K ﹤0.01%
6,113
-81
-1% -$4.97K
QGEN icon
2017
Qiagen
QGEN
$8.47B
$391K ﹤0.01%
10,856
+2,340
+27% +$87K
GSBD icon
2018
Goldman Sachs BDC
GSBD
$979M
$390K ﹤0.01%
18,289
+2,664
+17% +$55K
BCPC
2019
Balchem Corp
BCPC
$5.29B
$390K ﹤0.01%
3,842
+47
+1% +$4.74K
HTLF
2020
DELISTED
Heartland Financial USA, Inc.
HTLF
$390K ﹤0.01%
7,855
+656
+9% +$30.8K
BKU icon
2021
Bankunited
BKU
$3.36B
$389K ﹤0.01%
10,632
-192
-2% -$6.69K
BGY icon
2022
BlackRock Enhanced International Dividend Trust
BGY
$515M
$388K ﹤0.01%
65,778
-1,765
-3% -$9.8K
ROSC icon
2023
Hartford Multifactor Small Cap ETF
ROSC
$61.9M
$388K ﹤0.01%
12,752
-1,738
-12% -$51.7K
NEU icon
2024
NewMarket
NEU
$7.13B
$387K ﹤0.01%
794
-32
-4% -$15.4K
THC icon
2025
Tenet Healthcare
THC
$21B
$387K ﹤0.01%
10,169
+9,816
+2,781% +$294K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.