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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRU icon
1951
TransUnion
TRU
$14.9B
$423K ﹤0.01%
4,906
+106
+2% +$8.83K
EXD
1952
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$423K ﹤0.01%
41,266
-854
-2% -$8.46K
HOLX
1953
DELISTED
Hologic
HOLX
$422K ﹤0.01%
8,075
-350
-4% -$17.4K
THW
1954
abrdn World Healthcare Fund
THW
$531M
$422K ﹤0.01%
30,493
-822
-3% -$11.1K
RFG icon
1955
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$345M
$420K ﹤0.01%
13,695
-5,110
-27% -$150K
HCAP
1956
DELISTED
Harvest Capital Credit Corporation
HCAP
$420K ﹤0.01%
47,914
-400
-0.8% -$3.73K
BST icon
1957
BlackRock Science and Technology Trust
BST
$1.58B
$419K ﹤0.01%
12,781
-1,426
-10% -$46.3K
CC icon
1958
Chemours
CC
$2.55B
$419K ﹤0.01%
23,090
-3,874
-14% -$64.3K
EVN
1959
Eaton Vance Municipal Income Trust
EVN
$422M
$419K ﹤0.01%
32,815
+16,413
+100% +$210K
ZEN
1960
DELISTED
ZENDESK INC
ZEN
$419K ﹤0.01%
5,366
+1,099
+26% +$80.5K
IGEB icon
1961
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$418K ﹤0.01%
8,075
-2,673
-25% -$140K
LBRDK icon
1962
Liberty Broadband Class C
LBRDK
$4.44B
$418K ﹤0.01%
3,574
+2,812
+369% +$327K
MPAA icon
1963
Motorcar Parts of America
MPAA
$264M
$418K ﹤0.01%
18,980
– –
SE icon
1964
Sea Limited
SE
$63.9B
$418K ﹤0.01%
10,413
+8,692
+505% +$293K
NSL
1965
DELISTED
NUVEEN SENIOR INCM FD
NSL
$418K ﹤0.01%
69,953
-483
-0.7% -$2.77K
FLOW
1966
DELISTED
SPX FLOW, Inc.
FLOW
$418K ﹤0.01%
10,363
-908
-8% -$40.2K
IVOV icon
1967
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.35B
$416K ﹤0.01%
6,384
-116
-2% -$7.34K
FLQM icon
1968
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.58B
$415K ﹤0.01%
12,461
+1,141
+10% +$36.8K
RLJ icon
1969
RLJ Lodging Trust
RLJ
$1.9B
$415K ﹤0.01%
23,484
-641
-3% -$10.9K
SKM icon
1970
SK Telecom
SKM
$13.5B
$415K ﹤0.01%
10,910
-335
-3% -$12.5K
TNDM icon
1971
Tandem Diabetes Care
TNDM
$1.18B
$414K ﹤0.01%
6,890
+1,583
+30% +$97.6K
EV
1972
DELISTED
Eaton Vance Corp.
EV
$414K ﹤0.01%
8,911
+2,114
+31% +$97.7K
MPWR icon
1973
Monolithic Power Systems
MPWR
$65.8B
$413K ﹤0.01%
2,307
-7,667
-77% -$1.22M
LZB icon
1974
La-Z-Boy
LZB
$1.62B
$412K ﹤0.01%
13,110
+11,449
+689% +$384K
CE icon
1975
Celanese
CE
$4.87B
$411K ﹤0.01%
3,345
+327
+11% +$40.2K
77 78
79
80 81

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.