Ladenburg Thalmann Financial Services’s Harvest Capital Credit Corporation HCAP Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HCAP Stock Details HCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$420K	Sell	47,914 -400	-0.8%	-$3.73K	﹤0.01%	1956
2019 Q3	$481K	Buy	48,314 +1,400	+3%	+$14.2K	﹤0.01%	1801
2019 Q2	$495K	Buy	46,914 +1,028	+2%	+$10.7K	﹤0.01%	1752
2019 Q1	$479K	Buy	45,886 +300	+0.7%	+$3.19K	﹤0.01%	1724
2018 Q4	$458K	Hold	45,586	–	–	﹤0.01%	1601
2018 Q3	$497K	Buy	45,586 +4,757	+12%	+$52.6K	﹤0.01%	1606
2018 Q2	$419K	Hold	40,829	–	–	﹤0.01%	1677
2018 Q1	$419K	Buy	40,829 +9,179	+29%	+$101K	﹤0.01%	1677
2017 Q4	$347K	Sell	31,650 -3,564	-10%	-$43.6K	﹤0.01%	1802
2017 Q3	$471K	Buy	35,214 +6,282	+22%	+$85K	0.01%	1515
2017 Q2	$379K	Buy	+28,932	New	+$386K	﹤0.01%	1564

Other funds holding HCAP

GCM

Gables Capital Management Miami, Florida $277M AUM 41.87% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HCAP Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Harvest Capital Credit Corporation (HCAP) stake by 0.83% in Q4 2019, selling an estimated $3.73K and leaving 47,914 shares worth $420K. The position accounts for ﹤0.01% of the portfolio, ranked #1956.

Ladenburg Thalmann Financial Services first reported a position in HCAP in Q2 2017 and has held it in 11 quarters since. The position peaked at $497K in Q3 2018. 16 funds tracked by Wall St. Rank hold HCAP as of Q4 2019.

Ladenburg Thalmann Financial Services held 47,914 shares of Harvest Capital Credit Corporation worth $420K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 400 Harvest Capital Credit Corporation shares in Q4 2019, an estimated $3.73K.
Harvest Capital Credit Corporation made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1956 holding.
Ladenburg Thalmann Financial Services first reported a position in Harvest Capital Credit Corporation in Q2 2017 and has held it in 11 quarters since.
Ladenburg Thalmann Financial Services's Harvest Capital Credit Corporation position peaked at $497K in Q3 2018.
16 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.