Northern Trust
HCAP

Northern Trust’s Harvest Capital Credit Corporation HCAP Stock Holding History

Northern Trust’s Portfolio HCAP Stock Details HCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-11,610
Closed -$40K – 4436
2020
Q3 		$40K Buy
11,610
+558
+5% +$2.06K ﹤0.01% 4135
2020
Q2 		$46K Buy
11,052
+214
+2% +$904 ﹤0.01% 4066
2020
Q1 		$53K Buy
10,838
+212
+2% +$1.61K ﹤0.01% 3946
2019
Q4 		$93K Buy
10,626
+112
+1% +$1.04K ﹤0.01% 3950
2019
Q3 		$105K Hold
10,514
– – ﹤0.01% 3915
2019
Q2 		$111K Hold
10,514
– – ﹤0.01% 3952
2019
Q1 		$110K Buy
10,514
+154
+1% +$1.64K ﹤0.01% 3908
2018
Q4 		$104K Sell
10,360
-1,200
-10% -$12.6K ﹤0.01% 3914
2018
Q3 		$126K Hold
11,560
– – ﹤0.01% 3982
2018
Q2 		$122K Sell
11,560
-300
-3% -$3.1K ﹤0.01% 3974
2018
Q1 		$121K Buy
11,860
+373
+3% +$4.12K ﹤0.01% 3932
2017
Q4 		$126K Buy
+11,487
New +$140K ﹤0.01% 3930

Other funds holding HCAP

GCM
Gables Capital Management Miami, Florida $277M AUM 41.87% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.29% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
EB
Eastern Bank Boston, Massachusetts $6.53B AUM 30.05% 1-Year Est. Return
CCA
Cruiser Capital Advisors Stamford, Connecticut $257M AUM 65.27% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Northern Trust's HCAP Position: Q4 2020 in Review

Northern Trust sold out of Harvest Capital Credit Corporation (HCAP) in Q4 2020, closing a stake of 11,610 shares — an estimated $40K sold.

Northern Trust first reported a position in HCAP in Q4 2017 and held it in 12 quarters. The position peaked at $126K in Q3 2018. 13 funds tracked by Wall St. Rank hold HCAP as of Q4 2020.

  • Northern Trust reported no remaining Harvest Capital Credit Corporation position as of Q4 2020 after selling out during the quarter.
  • Northern Trust sold 11,610 Harvest Capital Credit Corporation shares in Q4 2020, an estimated $40K.
  • Northern Trust first reported a position in Harvest Capital Credit Corporation in Q4 2017 and held it in 12 quarters.
  • Northern Trust's Harvest Capital Credit Corporation position peaked at $126K in Q3 2018.
  • 13 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q4 2020.

Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.