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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPP icon
1926
iShares MSCI Pacific ex Japan ETF
EPP
$2.19B
$434K ﹤0.01%
9,369
+356
+4% +$16.3K
AYR
1927
DELISTED
Aircastle Ltd
AYR
$434K ﹤0.01%
13,556
-5,365
-28% -$155K
ACB
1928
Aurora Cannabis
ACB
$170M
$433K ﹤0.01%
1,665
-712
-30% -$265K
BCV
1929
Bancroft Fund
BCV
$135M
$433K ﹤0.01%
16,565
-215
-1% -$5.28K
ETX
1930
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$432K ﹤0.01%
19,771
-5,125
-21% -$111K
SNEX icon
1931
StoneX
SNEX
$8.85B
$432K ﹤0.01%
44,823
+324
+0.7% +$2.68K
SPFF icon
1932
Global X SuperIncome Preferred ETF
SPFF
$140M
$432K ﹤0.01%
36,722
-4,995
-12% -$58.5K
DRE
1933
DELISTED
Duke Realty Corp.
DRE
$432K ﹤0.01%
12,488
+1,273
+11% +$43.9K
EPRF icon
1934
Innovator S&P Investment Grade Preferred ETF
EPRF
$69.1M
$431K ﹤0.01%
17,756
-2,924
-14% -$70.7K
KL
1935
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$430K ﹤0.01%
9,802
-32
-0.3% -$1.42K
FPEI icon
1936
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$429K ﹤0.01%
22,180
-25,049
-53% -$499K
OLLI icon
1937
Ollie's Bargain Outlet
OLLI
$4.04B
$428K ﹤0.01%
6,545
+832
+15% +$52.7K
TTEK icon
1938
Tetra Tech
TTEK
$8.28B
$428K ﹤0.01%
25,290
+765
+3% +$13.2K
ECC
1939
Eagle Point Credit Company
ECC
$484M
$427K ﹤0.01%
28,242
+16,695
+145% +$254K
SPXC icon
1940
SPX Corp
SPXC
$11B
$427K ﹤0.01%
8,538
-2,709
-24% -$124K
NCB
1941
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$427K ﹤0.01%
27,000
-2,000
-7% -$32.3K
CF icon
1942
CF Industries
CF
$18.4B
$426K ﹤0.01%
9,006
-612
-6% -$28.6K
W icon
1943
Wayfair
W
$12.5B
$426K ﹤0.01%
4,722
-288
-6% -$26.9K
XTN icon
1944
State Street SPDR S&P Transportation ETF
XTN
$401M
$426K ﹤0.01%
6,618
-152
-2% -$9.62K
NICE icon
1945
Nice
NICE
$5.57B
$425K ﹤0.01%
2,725
-12
-0.4% -$1.83K
NVCR icon
1946
NovoCure
NVCR
$1.97B
$425K ﹤0.01%
5,195
-382
-7% -$30.8K
GHII
1947
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$425K ﹤0.01%
14,862
-994
-6% -$27.6K
THG icon
1948
Hanover Insurance
THG
$7.68B
$424K ﹤0.01%
3,088
+1,200
+64% +$161K
UBS icon
1949
UBS Group
UBS
$172B
$424K ﹤0.01%
33,575
+1,900
+6% +$22.6K
IFLN
1950
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$423K ﹤0.01%
21,961
+3,341
+18% +$63.7K
76 77
78
79 80

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.