Ladenburg Thalmann Financial Services’s Innovator S&P Investment Grade Preferred ETF EPRF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EPRF Stock Details EPRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$431K	Sell	17,756 -2,924	-14%	-$70.7K	﹤0.01%	1934
2019 Q3	$502K	Hold	20,680	–	–	﹤0.01%	1760
2019 Q2	$490K	Sell	20,680 -5,480	-21%	-$129K	﹤0.01%	1760
2019 Q1	$608K	Sell	26,160 -2,000	-7%	-$45.6K	﹤0.01%	1542
2018 Q4	$601K	Hold	28,160	–	–	0.01%	1394
2018 Q3	$647K	Buy	28,160 +1,073	+4%	+$25.2K	0.01%	1420
2018 Q2	$634K	Hold	27,087	–	–	0.01%	1385
2018 Q1	$634K	Hold	27,087	–	–	0.01%	1385
2017 Q4	$643K	Hold	27,087	–	–	0.01%	1359
2017 Q3	$651K	Buy	27,087 +1,141	+4%	+$27.7K	0.01%	1275
2017 Q2	$634K	Buy	25,946 +317	+1%	+$7.72K	0.01%	1233
2017 Q1	$618K	Sell	25,629 -4,845	-16%	-$115K	0.01%	1180
2016 Q4	$707K	Buy	30,474 +9,219	+43%	+$222K	0.01%	1049
2016 Q3	$535K	Buy	21,255 +5,255	+33%	+$134K	0.01%	1156
2016 Q2	$409K	Buy	+16,000	New	+$405K	0.01%	1247

Other funds holding EPRF

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WPC

White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

GRP

Global Retirement Partners San Rafael, California $5.64B AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PCG

Private Capital Group West Hartford, Connecticut $133M AUM 11.23% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EPRF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Innovator S&P Investment Grade Preferred ETF (EPRF) stake by 14% in Q4 2019, selling an estimated $70.7K and leaving 17,756 shares worth $431K. The position accounts for ﹤0.01% of the portfolio, ranked #1934.

Ladenburg Thalmann Financial Services first reported a position in EPRF in Q2 2016 and has held it in 15 quarters since. The position peaked at $707K in Q4 2016. 12 funds tracked by Wall St. Rank hold EPRF as of Q4 2019.

Ladenburg Thalmann Financial Services held 17,756 shares of Innovator S&P Investment Grade Preferred ETF worth $431K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,924 Innovator S&P Investment Grade Preferred ETF shares in Q4 2019, an estimated $70.7K.
Innovator S&P Investment Grade Preferred ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1934 holding.
Ladenburg Thalmann Financial Services first reported a position in Innovator S&P Investment Grade Preferred ETF in Q2 2016 and has held it in 15 quarters since.
Ladenburg Thalmann Financial Services's Innovator S&P Investment Grade Preferred ETF position peaked at $707K in Q4 2016.
12 funds tracked by Wall St. Rank held Innovator S&P Investment Grade Preferred ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.