Ladenburg Thalmann Financial Services’s Nuveen California Municipal Value Fund 2 NCB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NCB Stock Details NCB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$427K	Sell	27,000 -2,000	-7%	-$32.3K	﹤0.01%	1941
2019 Q3	$481K	Buy	29,000 +22,200	+326%	+$366K	﹤0.01%	1802
2019 Q2	$110K	Buy	6,800 +5,800	+580%	+$92.7K	﹤0.01%	2907
2019 Q1	$16K	Hold	1,000	–	–	﹤0.01%	4158
2018 Q4	$15K	Buy	1,000 +500	+100%	+$7.75K	﹤0.01%	4068
2018 Q3	$8K	Hold	500	–	–	﹤0.01%	4425
2018 Q2	$8K	Hold	500	–	–	﹤0.01%	4420
2018 Q1	$8K	Hold	500	–	–	﹤0.01%	4420
2017 Q4	$9K	Hold	500	–	–	﹤0.01%	4283
2017 Q3	$9K	Hold	500	–	–	﹤0.01%	4162
2017 Q2	$9K	Hold	500	–	–	﹤0.01%	4119
2017 Q1	$8K	Hold	500	–	–	﹤0.01%	4142
2016 Q4	$8K	Hold	500	–	–	﹤0.01%	4050
2016 Q3	$9K	Hold	500	–	–	﹤0.01%	3917
2016 Q2	$9K	Hold	500	–	–	﹤0.01%	3869
2016 Q1	$9K	Hold	500	–	–	﹤0.01%	3803
2015 Q4	$9K	Buy	+500	New	+$8.35K	﹤0.01%	3779
2014 Q1	–	Sell	-2,700	Closed	-$39K	–	4031
2013 Q4	$39K	Hold	2,700	–	–	﹤0.01%	2102
2013 Q3	$40K	Sell	2,700 -1,300	-33%	-$19.1K	﹤0.01%	1969
2013 Q2	$61K	Buy	+4,000	New	+$65.7K	﹤0.01%	1598

Other funds holding NCB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Certuity North Palm Beach, Florida $2.03B AUM 88.59% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NCB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen California Municipal Value Fund 2 (NCB) stake by 6.9% in Q4 2019, selling an estimated $32.3K and leaving 27,000 shares worth $427K. The position accounts for ﹤0.01% of the portfolio, ranked #1941.

Ladenburg Thalmann Financial Services first reported a position in NCB in Q2 2013 and has held it in 20 quarters since. The position peaked at $481K in Q3 2019. 15 funds tracked by Wall St. Rank hold NCB as of Q4 2019.

Ladenburg Thalmann Financial Services held 27,000 shares of Nuveen California Municipal Value Fund 2 worth $427K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,000 Nuveen California Municipal Value Fund 2 shares in Q4 2019, an estimated $32.3K.
Nuveen California Municipal Value Fund 2 made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1941 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen California Municipal Value Fund 2 in Q2 2013 and has held it in 20 quarters since.
Ladenburg Thalmann Financial Services's Nuveen California Municipal Value Fund 2 position peaked at $481K in Q3 2019.
15 funds tracked by Wall St. Rank held Nuveen California Municipal Value Fund 2 as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.