LTFS
ECC

Ladenburg Thalmann Financial Services’s Eagle Point Credit Company ECC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ECC Stock Details ECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$427K Buy
28,242
+16,695
+145% +$254K ﹤0.01% 1939
2019
Q3 		$182K Sell
11,547
-12,293
-52% -$209K ﹤0.01% 2537
2019
Q2 		$426K Sell
23,840
-6,237
-21% -$109K ﹤0.01% 1871
2019
Q1 		$501K Buy
30,077
+635
+2% +$10.2K ﹤0.01% 1689
2018
Q4 		$418K Sell
29,442
-5,694
-16% -$93.7K ﹤0.01% 1670
2018
Q3 		$629K Buy
35,136
+19,557
+126% +$357K 0.01% 1437
2018
Q2 		$282K Hold
15,579
– – ﹤0.01% 1966
2018
Q1 		$282K Buy
15,579
+2,005
+15% +$36.9K ﹤0.01% 1966
2017
Q4 		$255K Buy
13,574
+9,815
+261% +$191K ﹤0.01% 2033
2017
Q3 		$78K Buy
3,759
+735
+24% +$15.2K ﹤0.01% 2763
2017
Q2 		$63K Buy
+3,024
New +$61.5K ﹤0.01% 2864
2017
Q1 		– Sell
-3,000
Closed -$50K – 4868
2016
Q4 		$50K Buy
+3,000
New +$51.4K ﹤0.01% 2843

Other funds holding ECC

SPC
Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return
MWP
MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return
BAM
Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
BRF
B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
CC
Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
HIM
Hanlon Investment Management Egg Harbor Township, New Jersey $181M AUM 27.95% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ECC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Eagle Point Credit Company (ECC) stake by 145% in Q4 2019, buying an estimated $254K and bringing the position to 28,242 shares worth $427K. The position accounts for ﹤0.01% of the portfolio, ranked #1939.

Ladenburg Thalmann Financial Services first reported a position in ECC in Q4 2016 and has held it in 12 quarters since. The position peaked at $629K in Q3 2018. 35 funds tracked by Wall St. Rank hold ECC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 28,242 shares of Eagle Point Credit Company worth $427K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 16,695 Eagle Point Credit Company shares in Q4 2019, an estimated $254K.
  • Eagle Point Credit Company made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1939 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Eagle Point Credit Company in Q4 2016 and has held it in 12 quarters since.
  • Ladenburg Thalmann Financial Services's Eagle Point Credit Company position peaked at $629K in Q3 2018.
  • 35 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.