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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHF icon
1876
WhiteHorse Finance
WHF
$140M
$464K ﹤0.01%
33,897
+11,769
+53% +$164K
BCM
1877
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$464K ﹤0.01%
15,945
-72
-0.4% -$2.02K
NUAN
1878
DELISTED
Nuance Communications, Inc.
NUAN
$464K ﹤0.01%
26,065
-8,740
-25% -$145K
HYND
1879
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$463K ﹤0.01%
24,666
-28,678
-54% -$531K
EBSB
1880
DELISTED
Meridian Bancorp, Inc.
EBSB
$462K ﹤0.01%
23,000
– –
OXLC
1881
Oxford Lane Capital
OXLC
$824M
$461K ﹤0.01%
10,939
+7,609
+228% +$338K
RC
1882
Ready Capital
RC
$265M
$461K ﹤0.01%
29,931
+22,826
+321% +$359K
UBSI icon
1883
United Bankshares
UBSI
$6.57B
$461K ﹤0.01%
11,876
+1,423
+14% +$54.9K
BYM
1884
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$460K ﹤0.01%
32,666
+718
+2% +$10.1K
JXI icon
1885
iShares Global Utilities ETF
JXI
$321M
$459K ﹤0.01%
7,815
-117,482
-94% -$6.77M
CONE
1886
DELISTED
CyrusOne Inc Common Stock
CONE
$459K ﹤0.01%
7,023
-385
-5% -$26.4K
BYD icon
1887
Boyd Gaming
BYD
$6.64B
$458K ﹤0.01%
15,309
+4,026
+36% +$113K
WRK
1888
DELISTED
WestRock Company
WRK
$458K ﹤0.01%
10,807
-5,383
-33% -$210K
CVE icon
1889
Cenovus Energy
CVE
$52.3B
$457K ﹤0.01%
45,100
+349
+0.8% +$3.17K
BMRC icon
1890
Bank of Marin Bancorp
BMRC
$491M
$456K ﹤0.01%
10,112
+90
+0.9% +$3.98K
EDF
1891
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$456K ﹤0.01%
33,099
+2,966
+10% +$39.6K
WH icon
1892
Wyndham Hotels & Resorts
WH
$5.58B
$456K ﹤0.01%
7,378
+244
+3% +$13.6K
SCHC icon
1893
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$455K ﹤0.01%
13,175
-808
-6% -$26.9K
GDDY icon
1894
GoDaddy
GDDY
$12.8B
$454K ﹤0.01%
6,673
+269
+4% +$17.8K
HUN icon
1895
Huntsman Corp
HUN
$2.06B
$454K ﹤0.01%
18,835
-5,714
-23% -$132K
NUMG icon
1896
Nuveen ESG Mid-Cap Growth ETF
NUMG
$348M
$454K ﹤0.01%
12,856
– –
BRKR icon
1897
Bruker
BRKR
$9.14B
$452K ﹤0.01%
8,839
+2,101
+31% +$100K
CABO icon
1898
Cable One
CABO
$224M
$450K ﹤0.01%
302
+40
+15% +$56.7K
WD icon
1899
Walker & Dunlop
WD
$1.69B
$450K ﹤0.01%
6,952
+204
+3% +$12.9K
FCAL icon
1900
First Trust California Municipal High income ETF
FCAL
$219M
$449K ﹤0.01%
8,405
+825
+11% +$44K
74 75
76
77 78

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.