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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHE icon
1826
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$322M
$499K ﹤0.01%
6,463
+73
+1% +$5.49K
ERIC icon
1827
Ericsson
ERIC
$31.8B
$498K ﹤0.01%
56,682
+20,326
+56% +$180K
ARI
1828
Apollo Commercial Real Estate
ARI
$876M
$496K ﹤0.01%
27,110
+375
+1% +$6.92K
FISI icon
1829
Financial Institutions
FISI
$812M
$496K ﹤0.01%
15,352
+15,200
+10,000% +$479K
FMBI
1830
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$496K ﹤0.01%
21,521
+20,748
+2,684% +$442K
EFT
1831
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$495K ﹤0.01%
36,089
-32,725
-48% -$437K
EMO
1832
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$495K ﹤0.01%
11,762
-1,737
-13% -$71K
SBR
1833
Sabine Royalty Trust
SBR
$1.06B
$495K ﹤0.01%
13,402
-2,922
-18% -$116K
VNM icon
1834
VanEck Vietnam ETF
VNM
$472M
$495K ﹤0.01%
30,959
+6,979
+29% +$113K
FIF
1835
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$495K ﹤0.01%
29,410
+3,773
+15% +$60K
FL
1836
DELISTED
Foot Locker
FL
$494K ﹤0.01%
12,598
+126
+1% +$5.31K
LII icon
1837
Lennox International
LII
$19B
$494K ﹤0.01%
2,028
+120
+6% +$29.8K
MUA icon
1838
BlackRock MuniAssets Fund
MUA
$529M
$494K ﹤0.01%
32,548
-3,973
-11% -$60.9K
GQRE icon
1839
FlexShares Global Quality Real Estate Index Fund
GQRE
$431M
$492K ﹤0.01%
7,606
-1,358
-15% -$89K
DOC
1840
DELISTED
PHYSICIANS REALTY TRUST
DOC
$492K ﹤0.01%
25,995
+4,670
+22% +$85.6K
DVA icon
1841
DaVita
DVA
$15.2B
$491K ﹤0.01%
6,856
+379
+6% +$25.1K
EHC icon
1842
Encompass Health
EHC
$11.3B
$486K ﹤0.01%
8,828
-494
-5% -$26.8K
SIL icon
1843
Global X Silver Miners ETF NEW
SIL
$4.09B
$486K ﹤0.01%
15,502
+1,417
+10% +$42.3K
ON icon
1844
ON Semiconductor
ON
$34.7B
$485K ﹤0.01%
19,875
-1,504
-7% -$31.8K
CSD icon
1845
Invesco S&P Spin-Off ETF
CSD
$223M
$484K ﹤0.01%
9,583
-1,539
-14% -$74K
FYC icon
1846
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$484K ﹤0.01%
10,387
-669
-6% -$30.2K
IGD
1847
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$484K ﹤0.01%
78,131
-725
-0.9% -$4.42K
BLUE
1848
DELISTED
bluebird bio
BLUE
$483K ﹤0.01%
431
-35
-8% -$38K
HFWA icon
1849
Heritage Financial
HFWA
$1.22B
$483K ﹤0.01%
17,048
-29,005
-63% -$800K
NCV
1850
Virtus Convertible & Income Fund
NCV
$375M
$483K ﹤0.01%
20,990
-3,157
-13% -$71.5K
72 73
74
75 76

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.