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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXNX
1851
DELISTED
Axonics, Inc. Common Stock
AXNX
$483K ﹤0.01%
17,450
+8,283
+90% +$198K
GIL icon
1852
Gildan
GIL
$9.38B
$482K ﹤0.01%
16,318
-3,092
-16% -$90.5K
SNR
1853
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$482K ﹤0.01%
63,003
+7,700
+14% +$57.1K
PTEU icon
1854
Pacer Trendpilot European Index ETF
PTEU
$36.5M
$480K ﹤0.01%
17,272
-6,202
-26% -$169K
RGEN icon
1855
Repligen
RGEN
$7.39B
$480K ﹤0.01%
5,188
-38
-0.7% -$3.19K
ZS icon
1856
Zscaler
ZS
$23.8B
$480K ﹤0.01%
10,262
-37
-0.4% -$1.72K
AG icon
1857
First Majestic Silver
AG
$8.01B
$477K ﹤0.01%
38,842
-133
-0.3% -$1.4K
CPK icon
1858
Chesapeake Utilities
CPK
$3.26B
$477K ﹤0.01%
5,030
+351
+8% +$32.6K
OSK icon
1859
Oshkosh
OSK
$9.66B
$477K ﹤0.01%
5,129
+529
+12% +$45.6K
REXR icon
1860
Rexford Industrial Realty
REXR
$8.63B
$477K ﹤0.01%
10,441
+3,086
+42% +$143K
FMC icon
1861
FMC
FMC
$1.39B
$476K ﹤0.01%
4,771
+172
+4% +$16K
GMED icon
1862
Globus Medical
GMED
$10.6B
$476K ﹤0.01%
8,078
-336
-4% -$18.2K
KYN icon
1863
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$476K ﹤0.01%
34,120
+449
+1% +$5.98K
ALSN icon
1864
Allison Transmission
ALSN
$10.1B
$475K ﹤0.01%
9,876
-413
-4% -$19.2K
AAP icon
1865
Advance Auto Parts
AAP
$3.48B
$474K ﹤0.01%
3,126
-1,189
-28% -$191K
EMQQ icon
1866
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$473K ﹤0.01%
13,329
-2,855
-18% -$94.8K
NJR icon
1867
New Jersey Resources
NJR
$6.01B
$473K ﹤0.01%
10,660
-2,076
-16% -$89.7K
NVRI icon
1868
Enviri
NVRI
$620M
$470K ﹤0.01%
20,374
+15,644
+331% +$327K
TROX icon
1869
Tronox
TROX
$973M
$470K ﹤0.01%
41,165
-47
-0.1% -$470
PETQ
1870
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$469K ﹤0.01%
18,755
-206
-1% -$5.12K
IDA icon
1871
Idacorp
IDA
$8.2B
$468K ﹤0.01%
4,487
-442
-9% -$47.2K
RACE icon
1872
Ferrari
RACE
$66.8B
$466K ﹤0.01%
2,801
-94
-3% -$15.2K
SPEU icon
1873
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$466K ﹤0.01%
12,872
+5,767
+81% +$200K
QAI icon
1874
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$465K ﹤0.01%
15,122
-2,410
-14% -$74.3K
BB icon
1875
BlackBerry
BB
$4.93B
$464K ﹤0.01%
66,533
-29,711
-31% -$163K
73 74
75
76 77

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.