We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
1801
DELISTED
E*Trade Financial Corporation
ETFC
$509K ﹤0.01%
11,219
+2,214
+25% +$94.6K
JPME icon
1802
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$466M
$508K ﹤0.01%
7,184
+420
+6% +$28.6K
MWA icon
1803
Mueller Water Products
MWA
$3.94B
$508K ﹤0.01%
42,437
-429
-1% -$4.9K
GEO icon
1804
The GEO Group
GEO
$4.13B
$507K ﹤0.01%
30,481
-7,510
-20% -$114K
MHK icon
1805
Mohawk Industries
MHK
$7.05B
$507K ﹤0.01%
3,714
-639
-15% -$86.9K
TDY icon
1806
Teledyne Technologies
TDY
$30.2B
$507K ﹤0.01%
1,457
+259
+22% +$87.1K
ICLR icon
1807
Icon
ICLR
$13B
$506K ﹤0.01%
3,132
+882
+39% +$136K
XRLV
1808
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$506K ﹤0.01%
12,309
-342
-3% -$13.7K
EDIT icon
1809
Editas Medicine
EDIT
$411M
$505K ﹤0.01%
17,028
+1,805
+12% +$45.1K
MSEX icon
1810
Middlesex Water
MSEX
$1.05B
$505K ﹤0.01%
7,972
-3,027
-28% -$192K
RJF icon
1811
Raymond James Financial
RJF
$33.3B
$505K ﹤0.01%
8,456
+1,038
+14% +$59.9K
RVTY icon
1812
Revvity
RVTY
$12.1B
$505K ﹤0.01%
5,183
+1,196
+30% +$107K
UVV icon
1813
Universal Corp
UVV
$1.34B
$505K ﹤0.01%
8,865
+342
+4% +$18.5K
WEX icon
1814
WEX
WEX
$6.07B
$505K ﹤0.01%
2,401
+201
+9% +$40.3K
FFBC icon
1815
First Financial Bancorp
FFBC
$3.52B
$503K ﹤0.01%
19,769
-55
-0.3% -$1.34K
FINX icon
1816
Global X FinTech ETF
FINX
$170M
$503K ﹤0.01%
16,549
+3,505
+27% +$103K
BBAG icon
1817
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$502K ﹤0.01%
9,446
+9,352
+9,949% +$500K
VGI
1818
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$502K ﹤0.01%
40,126
+10,705
+36% +$136K
MXIM
1819
DELISTED
Maxim Integrated Products
MXIM
$502K ﹤0.01%
9,897
-840
-8% -$48.9K
ARWR icon
1820
Arrowhead Research
ARWR
$12B
$501K ﹤0.01%
7,900
+5,413
+218% +$269K
KIM icon
1821
Kimco Realty
KIM
$17.8B
$501K ﹤0.01%
24,171
+968
+4% +$20.3K
MOS icon
1822
The Mosaic Company
MOS
$7.1B
$501K ﹤0.01%
23,145
-1,936
-8% -$38.4K
HEI.A icon
1823
HEICO Corp Class A
HEI.A
$36.3B
$500K ﹤0.01%
5,580
+185
+3% +$17.6K
AFT
1824
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$500K ﹤0.01%
33,028
+1,569
+5% +$23.2K
EMF
1825
Templeton Emerging Markets Fund
EMF
$312M
$499K ﹤0.01%
31,991
-450
-1% -$6.86K
71 72
73
74 75

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.