LTFS
AFT

Ladenburg Thalmann Financial Services’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$500K Buy
33,028
+1,569
+5% +$23.2K ﹤0.01% 1824
2019
Q3 		$467K Buy
31,459
+2,550
+9% +$37.8K ﹤0.01% 1824
2019
Q2 		$432K Buy
28,909
+2,853
+11% +$42.8K ﹤0.01% 1862
2019
Q1 		$387K Buy
26,056
+5,575
+27% +$82.4K ﹤0.01% 1888
2018
Q4 		$296K Sell
20,481
-604
-3% -$9.15K ﹤0.01% 1924
2018
Q3 		$337K Sell
21,085
-3,685
-15% -$59.3K ﹤0.01% 1905
2018
Q2 		$417K Hold
24,770
– – ﹤0.01% 1682
2018
Q1 		$417K Buy
24,770
+2,390
+11% +$39.2K ﹤0.01% 1682
2017
Q4 		$363K Sell
22,380
-5,354
-19% -$88.2K ﹤0.01% 1771
2017
Q3 		$464K Buy
27,734
+4,201
+18% +$70.7K 0.01% 1523
2017
Q2 		$397K Buy
23,533
+14,139
+151% +$244K ﹤0.01% 1537
2017
Q1 		$164K Hold
9,394
– – ﹤0.01% 2056
2016
Q4 		$164K Buy
9,394
+8,950
+2,016% +$150K ﹤0.01% 1964
2016
Q3 		$8K Hold
444
– – ﹤0.01% 3959
2016
Q2 		$7K Sell
444
-4,975
-92% -$78.4K ﹤0.01% 3985
2016
Q1 		$82K Buy
5,419
+4,975
+1,120% +$72.2K ﹤0.01% 2212
2015
Q4 		$7K Sell
444
-1,905
-81% -$29.2K ﹤0.01% 3905
2015
Q3 		$37K Sell
2,349
-56
-2% -$956 ﹤0.01% 2674
2015
Q2 		$43K Buy
2,405
+300
+14% +$5.44K ﹤0.01% 2694
2015
Q1 		$38K Hold
2,105
– – ﹤0.01% 2771
2014
Q4 		$35K Buy
2,105
+500
+31% +$8.47K ﹤0.01% 2596
2014
Q3 		$27K Buy
1,605
+1,464
+1,038% +$25.8K ﹤0.01% 2447
2014
Q2 		$3K Buy
+141
New +$2.54K ﹤0.01% 3561

Other funds holding AFT

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NCM
Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AFT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Apollo Senior Floating Rate Fund Inc. (AFT) stake by 5% in Q4 2019, buying an estimated $23.2K and bringing the position to 33,028 shares worth $500K. The position accounts for ﹤0.01% of the portfolio, ranked #1824.

Ladenburg Thalmann Financial Services first reported a position in AFT in Q2 2014 and has held it in 23 quarters since. 65 funds tracked by Wall St. Rank hold AFT as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 33,028 shares of Apollo Senior Floating Rate Fund Inc. worth $500K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 1,569 Apollo Senior Floating Rate Fund Inc. shares in Q4 2019, an estimated $23.2K.
  • Apollo Senior Floating Rate Fund Inc. made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1824 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Apollo Senior Floating Rate Fund Inc. in Q2 2014 and has held it in 23 quarters since.
  • 65 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.