AG
AFT

Advisor Group’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Advisor Group’s Portfolio AFT Stock Details AFT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$2.2M Buy
145,354
+8,256
+6% +$122K 0.02% 764
2019
Q3 		$2.03M Buy
137,098
+13,374
+11% +$198K 0.02% 747
2019
Q2 		$1.85M Buy
123,724
+21,607
+21% +$324K 0.01% 791
2019
Q1 		$1.51M Buy
102,117
+14,441
+16% +$213K 0.01% 844
2018
Q4 		$1.26M Buy
87,676
+9,382
+12% +$142K 0.01% 834
2018
Q3 		$1.25M Buy
78,294
+20,106
+35% +$324K 0.01% 857
2018
Q2 		$950K Sell
58,188
-6,037
-9% -$101K 0.01% 887
2018
Q1 		$1.08M Buy
64,225
+5,965
+10% +$97.8K 0.01% 813
2017
Q4 		$945K Buy
58,260
+11,111
+24% +$183K 0.01% 916
2017
Q3 		$790K Buy
47,149
+16,577
+54% +$279K 0.01% 936
2017
Q2 		$516K Buy
30,572
+4,646
+18% +$80.3K 0.01% 1124
2017
Q1 		$454K Buy
25,926
+10,014
+63% +$176K 0.01% 1140
2016
Q4 		$277K Buy
15,912
+8,336
+110% +$140K 0.01% 1348
2016
Q3 		$128K Buy
7,576
+6,076
+405% +$99.2K ﹤0.01% 1839
2016
Q2 		$23K Buy
+1,500
New +$23.6K ﹤0.01% 2983

Other funds holding AFT

GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
NCM
Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return