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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
1776
Scotiabank
BNS
$106B
$522K ﹤0.01%
9,403
+2,538
+37% +$144K
XSW icon
1777
State Street SPDR S&P Software & Services ETF
XSW
$427M
$522K ﹤0.01%
6,670
-3,758
-36% -$367K
SKOR icon
1778
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$729M
$521K ﹤0.01%
9,987
– –
SNBR
1779
DELISTED
Sleep Number
SNBR
$521K ﹤0.01%
10,582
+10,323
+3,986% +$491K
HPF
1780
John Hancock Preferred Income Fund II
HPF
$341M
$520K ﹤0.01%
23,370
+1,857
+9% +$40.9K
TPL icon
1781
Texas Pacific Land
TPL
$27.4B
$520K ﹤0.01%
12,969
+5,526
+74% +$404K
RAD
1782
DELISTED
Rite Aid Corporation
RAD
$520K ﹤0.01%
34,865
-24,877
-42% -$243K
MUS
1783
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$520K ﹤0.01%
41,397
-3,012
-7% -$37.8K
RELX icon
1784
RELX
RELX
$62.3B
$519K ﹤0.01%
20,459
+577
+3% +$13.8K
ESGV icon
1785
Vanguard ESG US Stock ETF
ESGV
$13B
$518K ﹤0.01%
9,145
+5,940
+185% +$321K
AMTD
1786
DELISTED
TD Ameritrade Holding Corp
AMTD
$517K ﹤0.01%
10,413
+2,733
+36% +$118K
BLD
1787
DELISTED
TopBuild
BLD
$516K ﹤0.01%
5,007
+2,548
+104% +$265K
ENR icon
1788
Energizer
ENR
$1.44B
$516K ﹤0.01%
10,299
+7,037
+216% +$324K
LBTYK icon
1789
Liberty Global Class C
LBTYK
$3.27B
$516K ﹤0.01%
24,229
-18,758
-44% -$422K
SRPT icon
1790
Sarepta Therapeutics
SRPT
$1.68B
$516K ﹤0.01%
6,448
+2,551
+65% +$257K
UHAL icon
1791
U-Haul Holding Co
UHAL
$14.3B
$516K ﹤0.01%
13,700
– –
CCF
1792
DELISTED
Chase Corporation
CCF
$516K ﹤0.01%
4,355
– –
AMJ
1793
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$515K ﹤0.01%
23,618
+2,935
+14% +$63.2K
INFY icon
1794
Infosys
INFY
$47.4B
$514K ﹤0.01%
49,821
+7,491
+18% +$75.4K
GBCI icon
1795
Glacier Bancorp
GBCI
$6.38B
$513K ﹤0.01%
11,174
-1,696
-13% -$73.3K
TRMB icon
1796
Trimble
TRMB
$13B
$512K ﹤0.01%
12,304
-941
-7% -$37.4K
EFL
1797
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$512K ﹤0.01%
54,800
+14,600
+36% +$136K
PRA
1798
DELISTED
ProAssurance
PRA
$509K ﹤0.01%
14,061
-3,198
-19% -$123K
SMB icon
1799
VanEck Short Muni ETF
SMB
$312M
$509K ﹤0.01%
28,567
+5,108
+22% +$90.7K
JHY
1800
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$509K ﹤0.01%
52,008
-834
-2% -$8.27K
70 71
72
73 74

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.