Ladenburg Thalmann Financial Services’s VanEck Short Muni ETF SMB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$509K	Buy	28,567 +5,108	+22%	+$90.7K	﹤0.01%	1799
2019 Q3	$416K	Buy	23,459 +7,367	+46%	+$131K	﹤0.01%	1905
2019 Q2	$285K	Buy	16,092 +558	+4%	+$9.81K	﹤0.01%	2193
2019 Q1	$272K	Sell	15,534 -3,217	-17%	-$56.1K	﹤0.01%	2171
2018 Q4	$324K	Buy	18,751 +6,495	+53%	+$112K	﹤0.01%	1859
2018 Q3	$210K	Sell	12,256 -209	-2%	-$3.61K	﹤0.01%	2278
2018 Q2	$215K	Hold	12,465	–	–	﹤0.01%	2179
2018 Q1	$215K	Sell	12,465 -281	-2%	-$4.85K	﹤0.01%	2179
2017 Q4	$220K	Buy	12,746 +2,872	+29%	+$50.1K	﹤0.01%	2147
2017 Q3	$173K	Buy	9,874 +2	+0%	+$35	﹤0.01%	2215
2017 Q2	$172K	Buy	9,872 +7,261	+278%	+$127K	﹤0.01%	2131
2017 Q1	$46K	Buy	2,611 +2	+0.1%	+$35	﹤0.01%	2981
2016 Q4	$45K	Sell	2,609 -378	-13%	-$6.57K	﹤0.01%	2925
2016 Q3	$53K	Sell	2,987 -149	-5%	-$2.64K	﹤0.01%	2742
2016 Q2	$56K	Buy	3,136 +2	+0.1%	+$35	﹤0.01%	2590
2016 Q1	$55K	Buy	3,134 +2	+0.1%	+$35	﹤0.01%	2531
2015 Q4	$55K	Sell	3,132 -148	-5%	-$2.59K	﹤0.01%	2490
2015 Q3	$57K	Sell	3,280 -77,444	-96%	-$1.35M	﹤0.01%	2375
2015 Q2	$1.4M	Buy	80,724 +40,939	+103%	+$713K	0.03%	540
2015 Q1	$698K	Buy	39,785 +32,440	+442%	+$571K	0.01%	869
2014 Q4	$129K	Buy	7,345 +4,690	+177%	+$82.6K	﹤0.01%	1726
2014 Q3	$47K	Hold	2,655	–	–	﹤0.01%	2066
2014 Q2	$47K	Hold	2,655	–	–	﹤0.01%	2091
2014 Q1	$47K	Hold	2,655	–	–	﹤0.01%	2020
2013 Q4	$47K	Sell	2,655 -2,113	-44%	-$37K	﹤0.01%	1958
2013 Q3	$83K	Buy	4,768 +11	+0.2%	+$192	﹤0.01%	1496
2013 Q2	$83K	Buy	+4,757	New	+$84.3K	﹤0.01%	1413

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWMCB

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

RWA

Redhawk Wealth Advisors Minneapolis, Minnesota $1.02B AUM 35.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SMB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its VanEck Short Muni ETF (SMB) stake by 22% in Q4 2019, buying an estimated $90.7K and bringing the position to 28,567 shares worth $509K. The position accounts for ﹤0.01% of the portfolio, ranked #1799.

Ladenburg Thalmann Financial Services first reported a position in SMB in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.4M in Q2 2015. 73 funds tracked by Wall St. Rank hold SMB as of Q4 2019.

Ladenburg Thalmann Financial Services held 28,567 shares of VanEck Short Muni ETF worth $509K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 5,108 VanEck Short Muni ETF shares in Q4 2019, an estimated $90.7K.
VanEck Short Muni ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1799 holding.
Ladenburg Thalmann Financial Services first reported a position in VanEck Short Muni ETF in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's VanEck Short Muni ETF position peaked at $1.4M in Q2 2015.
73 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.